Home/Filings/4/0001144204-14-058365
4//SEC Filing

Protea Biosciences Group, Inc. 4

Accession 0001144204-14-058365

CIK 0001335103operating

Filed

Sep 28, 8:00 PM ET

Accepted

Sep 29, 3:55 PM ET

Size

8.3 KB

Accession

0001144204-14-058365

Insider Transaction Report

Form 4
Period: 2014-09-26
ANTOLINE STEVE
Director10% Owner
Transactions
  • Purchase

    Warrant

    2014-09-26$60000.00/sh+75,000$4,500,000,0007,575,847 total(indirect: By Summit Resources, Inc.)
    Exercise: $0.80From: 2014-09-26Exp: 2019-09-26Common Stock (75,000 underlying)
  • Purchase

    Warrant

    2014-09-26$60000.00/sh+75,000$4,500,000,0007,575,847 total
    Exercise: $0.80From: 2014-09-26Exp: 2019-09-26Common Stock (75,000 underlying)
Footnotes (2)
  • [F1]Represents the shares of Common Stock of the Issuer owned of record by Summit Resources, Inc. Steve Antoline has voting and dispositive control over any securities owned of record by Summit Resources, Inc. and may be deemed to beneficially own the shares of common stock held of record by Summit Resources, Inc.
  • [F2]On September 26, 2014, the Company issued a promissory note for $75,000 to the Reporting Person and, entered into a Note and Warrant Purchase Agreement and issued a related five-year warrant to purchase 75,000 shares of the Company's common stock at $0.80 per share.

Issuer

Protea Biosciences Group, Inc.

CIK 0001335103

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001335103

Filing Metadata

Form type
4
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 3:55 PM ET
Size
8.3 KB