Cryoport, Inc. 4
4 · Cryoport, Inc. · Filed Nov 18, 2014
Insider Transaction Report
Form 4
Cryoport, Inc.CYRX
RATHMANN RICHARD G
Director
Transactions
- Purchase
Class A Convertible Preferred Stock
2014-11-17$12.00/sh+4,167$50,004→ 13,543 total(indirect: By LLC)Exercise: $0.40From: 2014-11-17→ Common Stock (125,010 underlying) - Purchase
Warrant to Purchase Common Stock
2014-11-17+33,336→ 108,344 total(indirect: By LLC)Exercise: $0.50From: 2014-11-17Exp: 2019-03-31→ Common Stock (33,336 underlying)
Footnotes (3)
- [F1]The Class A Convertible Preferred Stock has no expiration date.
- [F2]The shares and warrants were issued as a unit consisting of (i) one share of Class A Convertible Preferred Stock and (ii) one warrant to purchase eight (8) shares of the Company's common stock at an exercise price of $0.50 per share, which are immediately exercisable and may be exercised at any time on or before March 31, 2019.
- [F3]The number of derivative securities beneficially owned relates only to the specific title of derivative security indicated in column 1 and does not include (a) direct ownership of options to purchase 260,000 shares of common stock and warrants to purchase 509,726 shares of common stock that have different terms than the warrants reflected in Table II, or (b) indirect ownership by GBR Investments, LLC of warrants to purchase 1,408,526 shares of common stock that have different terms than the warrants reflected in Table II.