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4//SEC Filing

Iveda Solutions, Inc. 4

Accession 0001144204-14-073428

$IVDACIK 0001397183operating

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 4:22 PM ET

Size

6.3 KB

Accession

0001144204-14-073428

Insider Transaction Report

Form 4
Period: 2014-12-09
Transactions
  • Purchase

    Warrants (Right to buy)

    2014-12-09+25,00025,000 total(indirect: See footnote)
    Exercise: $1.00From: 2014-12-09Exp: 2019-12-09Common Stock (25,000 underlying)
Footnotes (2)
  • [F1]On December 9, 2014, Squirrel-Away, LLC purchased a 9.5% Debenture (the "Debenture") from the Company in the principal amount of $100,000. The Debenture is due and payable on January 5, 2015. In connection with issuance of the Debenture, Squirrel-Away, LLC received a warrant to purchase 25,000 shares of Common Stock at an exercise price of $1.00 per share. The warrant has a term of five years from the date of issuance.
  • [F2]The securities are held by Squirrel-Away, LLC. The sole member of Squirrel-Away, LLC is G&G Trust dated 11/3/2004, which is beneficially owned by Robert Gillen and Mary Gillen (as beneficiaries of the trust). Robert Gillen and Mary Gillen are also managers of Squirrel-Away, LLC, and therefore have voting and investment power with respect to the shares of Iveda common stock held by Squirrel-Away, LLC.

Issuer

Iveda Solutions, Inc.

CIK 0001397183

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001397183

Filing Metadata

Form type
4
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 4:22 PM ET
Size
6.3 KB