4//SEC Filing
dELiAs, Inc. 4
Accession 0001144204-14-073768
CIK 0001337885operating
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 5:25 PM ET
Size
15.8 KB
Accession
0001144204-14-073768
Insider Transaction Report
Form 4
dELiAs, Inc.DLIA
PRENDEL, LLC
10% Owner
Transactions
- Conversion
Common Stock
2014-12-05+2,500,000→ 8,534,680 total - Sale
Common Stock
2014-12-09$0.02/sh−1,394,843$23,991→ 7,139,837 total - Sale
Common Stock
2014-12-10$0.02/sh−625,792$10,889→ 6,514,045 total - Sale
Common Stock
2014-12-11$0.01/sh−442,616$5,444→ 6,071,429 total - Conversion
Series B Convertible Preferred Stock
2014-12-05−20,000→ 0 totalExercise: $0.80→ Common Stock (2,500,000 underlying)
Prentice Capital Management, LP
Director
Transactions
- Conversion
Common Stock
2014-12-05+2,500,000→ 8,534,680 total - Sale
Common Stock
2014-12-09$0.02/sh−1,394,843$23,991→ 7,139,837 total - Sale
Common Stock
2014-12-11$0.01/sh−442,616$5,444→ 6,071,429 total - Sale
Common Stock
2014-12-10$0.02/sh−625,792$10,889→ 6,514,045 total - Conversion
Series B Convertible Preferred Stock
2014-12-05−20,000→ 0 totalExercise: $0.80→ Common Stock (2,500,000 underlying)
Zimmerman Michael
Director
Transactions
- Conversion
Common Stock
2014-12-05+2,500,000→ 8,534,680 total - Sale
Common Stock
2014-12-09$0.02/sh−1,394,843$23,991→ 7,139,837 total - Sale
Common Stock
2014-12-10$0.02/sh−625,792$10,889→ 6,514,045 total - Sale
Common Stock
2014-12-11$0.01/sh−442,616$5,444→ 6,071,429 total - Conversion
Series B Convertible Preferred Stock
2014-12-05−20,000→ 0 totalExercise: $0.80→ Common Stock (2,500,000 underlying)
Footnotes (3)
- [F1]The securities of dELiA*s, Inc. (the "Issuer") reported herein were held by Prendel LLC ("Prendel"). Prentice Capital Management, LP ("Prentice Capital") is the investment manager of Prendel, and Michael Zimmerman controls, and is responsible for the supervision and conduct of all investment activities of, Prentice Capital. Prentice Capital and Michael Zimmerman are filing this Form 4 jointly with Prendel. Mr. Zimmerman and Prentice Capital disclaim beneficial ownership of the securities reported in this Form 4, except to the extent of their pecuniary interest therein.
- [F2]The Series B Convertible Preferred Stock of the Issuer has no expiration date. The Series B Convertible Preferred Stock of the Issuer is convertible at any time at the holder's election.
- [F3]Each share of Series B Convertible Preferred Stock has a stated value of $100. Each share of Series B Convertible Preferred Stock is convertible into a number of shares of common stock determined by dividing the stated value of a share of Series B Convertible Preferred Stock (i.e. $100) by the conversion price of the Series B Convertible Preferred Stock.
Documents
Issuer
dELiAs, Inc.
CIK 0001337885
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001337885
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 5:25 PM ET
- Size
- 15.8 KB