OHA Investment Corp 4
4 · OHA Investment Corp · Filed Dec 30, 2014
Insider Transaction Report
Form 4
AUGUST GLENN R
Director
Transactions
- Purchase
Common Stock
2014-12-30$4.63/sh+10,680$49,458→ 813,432 total(indirect: By LLC)
Footnotes (4)
- [F1]Shares of common stock of the Issuer purchased by OHA BDC Investor, LLC pursuant to a trading plan in compliance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the "Act").
- [F2]The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $4.58 to $4.73 per share. The Reporting Person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- [F3]Includes all shares previously purchased by OHA BDC Investor, LLC pursuant to a trading plan in compliance with Rule 10b5-1 under the Act.
- [F4]As managing member of OHA Partner Global Co-Investment, LLC, which serves as the managing member of OHA BDC Investor, LLC, the Reporting Person may be deemed to beneficially own the shares of the Issuer held by OHA BDC Investor, LLC.