4//SEC Filing
NeoStem, Inc. 4
Accession 0001144204-15-000245
$LSTACIK 0000320017operating
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:05 PM ET
Size
7.8 KB
Accession
0001144204-15-000245
Insider Transaction Report
Form 4
VACZY CATHERINE M
VP and General Counsel
Transactions
- Award
Common Stock, $0.001 par value
2014-12-31$3.20/sh+962$3,083→ 49,359 total - Award
Stock Option (right to purchase)
2015-01-02+45,000→ 45,000 totalExercise: $3.73Exp: 2025-01-01→ Common Stock, par value $0.001 per share (45,000 underlying)
Footnotes (2)
- [F1]Shares purchased pursuant to NeoStem, Inc.'s 2012 Employee Stock Purchase Plan for the period ended December 31, 2014.
- [F2]On January 2, 2015 (the "Grant Date"), the Reporting Person was granted an option under the Company's 2009 Equity Compensation Plan (the "Plan") to purchase shares of the Issuer's common stock, subject to all of the terms and conditions of the Plan. This option vests as follows: as to 25% of the shares on the Grant Date, and as to the remaining 75% of the shares in increments of 25% upon the achievement of certain specified business milestones.
Documents
Issuer
NeoStem, Inc.
CIK 0000320017
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000320017
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 9:05 PM ET
- Size
- 7.8 KB