Home/Filings/4/0001144204-15-004126
4//SEC Filing

FXCM Inc. 4

Accession 0001144204-15-004126

CIK 0001499912operating

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 6:43 PM ET

Size

7.5 KB

Accession

0001144204-15-004126

Insider Transaction Report

Form 4
Period: 2015-01-23
Transactions
  • Conversion

    Class A Common Stock

    2015-01-23+1,200,0001,200,000 total
  • Conversion

    Units of FXCM Holdings LLC

    2015-01-231,200,0003,733,356 total
    Class A Common Stock (1,200,000 underlying)
Footnotes (2)
  • [F1]The Reporting Person had pledged 1,200,000 units of FXCM Holdings, LLC with a broker as collateral for a margin loan. Due to the events in the currency markets on January 15, 2015, the broker foreclosed on such units by exercising its right under the pledge agreement to cause the Reporting Person to exchange such units into shares of Class A Common Stock. All or a portion of such shares are intended to be sold to satisfy the Reporting Person's obligations.
  • [F2]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.

Issuer

FXCM Inc.

CIK 0001499912

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001499912

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 6:43 PM ET
Size
7.5 KB