4//SEC Filing
FXCM Inc. 4
Accession 0001144204-15-005036
CIK 0001499912operating
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 4:21 PM ET
Size
9.1 KB
Accession
0001144204-15-005036
Insider Transaction Report
Form 4
FXCM Inc.FXCM
Yusupov Eduard
Director
Transactions
- Sale
Class A Common Stock
2015-01-28$2.41/sh−448,905$1,081,861→ 751,095 total - Sale
Class A Common Stock
2015-01-29$2.27/sh−595,000$1,350,650→ 156,095 total
Holdings
- 3,733,356
Units of FXCM Holdings LLC
→ Class A Common Stock (3,733,356 underlying)
Footnotes (4)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]The reporting person had pledged 1,200,000 units of FXCM Holdings, LLC with a broker as collateral for a margin loan. Due to events in the currency markets on January 15, 2015, the broker foreclosed on such units by exercising its right under the pledge agreement to cause the reporting person to exchange such units into shares of Class A Common Stock. A portion of such shares were sold to satisfy the reporting person's obligations in connection with the margin loan.
- [F3]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.43, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.3625, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
FXCM Inc.
CIK 0001499912
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001499912
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 4:21 PM ET
- Size
- 9.1 KB