$LSTA·4

NeoStem, Inc. · Feb 6, 9:00 PM ET

NeoStem, Inc. 4

4 · NeoStem, Inc. · Filed Feb 6, 2015

Insider Transaction Report

Form 4
Period: 2015-02-05
VACZY CATHERINE M
VP and General Counsel
Transactions
  • Award

    Common Stock, $0.001 par value

    2015-02-05+30,00079,359 total
  • Tax Payment

    Common Stock, $0.001 par value

    2015-02-05$3.54/sh12,096$42,82067,263 total
Footnotes (1)
  • [F1]On February 5, 2015, the reporting person entered into an amendment to her employment agreement (the "Amendment") with NeoStem, Inc. (the "Company). Pursuant to the terms of the Amendment, the award consists of a grant of 30,000 shares of the Company's common stock, par value $0.001 per share (the "Common Stock"). The award of Common Stock was made pursuant and subject to the terms and conditions of the Company's Amended and Restated 2009 Equity Compensation Plan (the "2009 Plan").

Documents

1 file
  • 4
    v400755_4.xmlPrimary

    OWNERSHIP DOCUMENT