5//SEC Filing
FXCM Inc. 5
Accession 0001144204-15-008850
CIK 0001499912operating
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 1:17 PM ET
Size
14.5 KB
Accession
0001144204-15-008850
Insider Transaction Report
Form 5
FXCM Inc.FXCM
Niv Dror
DirectorSee remarks
Transactions
- Gift
Units of FXCM Holdings LLC
2014-01-02−372,214→ 0 total(indirect: By Trust)→ Class A Common Stock (372,214 underlying) - Gift
Units of FXCM Holdings LLC
2014-01-02−372,214→ 0 total(indirect: By Trust)→ Class A Common Stock (372,214 underlying) - Gift
Units of FXCM Holdings LLC
2014-01-02+372,214→ 372,214 total(indirect: By Trust)→ Class A Common Stock (372,214 underlying) - Gift
Units of FXCM Holdings LLC
2014-01-02+372,214→ 622,214 total(indirect: By Trust)→ Class A Common Stock (372,214 underlying)
Holdings
- 7,880,472
Units of FXCM Holdings LLC
→ Class A Common Stock (7,880,472 underlying)
Footnotes (4)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]Reflects the receipt of annuity payments from grantor retained annuity trusts to the Reporting Person.
- [F3]Units of FXCM Holdings LLC are held by a trust, for the benefit of Mr. Niv's family, for which Mr. Niv's wife serves as investment adviser. Mr. Niv disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
- [F4]Units of FXCM Holdings LLC held by trusts, over which the Reporting Person exercises investment control. Mr. Niv disclaims beneficial ownership over the securities held by these trusts except to the extent of his pecuniary interest therein.
Documents
Issuer
FXCM Inc.
CIK 0001499912
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001499912
Filing Metadata
- Form type
- 5
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 1:17 PM ET
- Size
- 14.5 KB