EASTMAN KODAK CO 4

Accession 0001144204-15-013405

$KODKCIK 0000031235operating

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 5:36 PM ET

Size

23.5 KB

Accession

0001144204-15-013405

Form 4

Period: 2015-02-26

10% Owner

Transactions

Other
125% Warrants
2015-02-26+8,478→ 85,720 total
Exercise: $14.93From: 2015-02-26Exp: 2018-09-03→ Common Stock (8,478 underlying)
Other
125% Warrants
2015-02-26+5,953.86→ 60,204.87 total(indirect: By United Equities Commodities Company)
Exercise: $14.93From: 2015-02-26Exp: 2018-09-03→ Common Stock (5,953.86 underlying)
Other
135% Warrants
2015-02-26+5,953.86→ 60,204.87 total(indirect: By United Equities Commodities Company)
Exercise: $16.12From: 2015-02-26Exp: 2018-09-03→ Common Stock (5,953.86 underlying)
Other
135% Warrants
2015-02-26+207→ 2,095.5 total(indirect: By Marneu Holding Company)
Exercise: $14.93From: 2015-02-26Exp: 2018-09-03→ Common Stock (207 underlying)
Other
Common Stock
2015-02-26+24,289→ 246,574 total
Other
135% Warrants
2015-02-26+8,478→ 85,720 total
Exercise: $16.12From: 2015-02-26Exp: 2018-09-03→ Common Stock (8,478 underlying)
Other
Common Stock
2015-02-26+17,059.68→ 1,503,459.54 total(indirect: By United Equities Commodities Company)
Other
125% Warrants
2015-02-26+207→ 2,095.5 total(indirect: By Marneu Holding Company)
Exercise: $14.93From: 2015-02-26Exp: 2018-09-03→ Common Stock (207 underlying)
Other
Common Stock
2015-02-26+594→ 6,030.75 total(indirect: By Marneu Holding Company)

Holdings

Footnotes (4)

[F1]Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to the Issuer, including Moses Marx, United Equities Commodities Company and Marneu Holding Company, were issued shares of Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims.
[F2]The reporting person and his spouse jointly hold a 50% interest in 111 John Realty Corp. The number of securities beneficially owned differs from the number that would be reported in a Schedule 13D inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
[F3]The reporting person is a 99% general partner of United Equities Commodities Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
[F4]The reporting person is a direct and indirect 75% holder of Marneu Holding Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.

Documents

1 file

EASTMAN KODAK CO

CIK 0000031235

Entity typeoperating

IncorporatedNJ