4//SEC Filing
NORTEK INC 4
Accession 0001144204-15-014103
CIK 0001216596operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 8:49 PM ET
Size
5.7 KB
Accession
0001144204-15-014103
Insider Transaction Report
Form 4
NORTEK INCNTK
Hirshorn James B
Director
Transactions
- Disposition to Issuer
Common
2015-03-02−4,664→ 21,188 total
Footnotes (2)
- [F1]Forfeiture of shares of performance-based restricted stock grant originally awarded on 7/16/2012.
- [F2]Includes 1,569 securities held by the Reporting Person for the benefit of Ares Management LLC ("Ares"), the parent of the managers of Ares Corporate Opportunities Fund II, L.P. ("ACOF II") and Ares Corporate Opportunities Fund III, L.P. ("ACOF III" and together with ACOF II, the "ACOF Funds"), which are stockholders of the Issuer. As of April 1, 2013, the Reporting Person became associated with Ares and the ACOF Funds. Pursuant to the policies of Ares and the ACOF Funds, the Reporting Person holds 1,569 securities as a nominee on behalf of, and for the benefit of, Ares and has assigned all economic, pecuniary and voting rights in respect of these securities to Ares. The Reporting Person disclaims beneficial ownership of 1,569 securities of the Issuer issued to the Reporting Person and held for the benefit of Ares, except to the extent of any pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of or has any pecuniary interest in any such securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
NORTEK INC
CIK 0001216596
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001216596
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 8:49 PM ET
- Size
- 5.7 KB