4//SEC Filing
Garrison Capital Inc. 4
Accession 0001144204-15-017860
CIK 0001509892operating
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 5:51 PM ET
Size
39.5 KB
Accession
0001144204-15-017860
Insider Transaction Report
Form 4
Stuart Steven Scott
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2015-03-19$14.62/sh−120,328$1,759,195→ 16,996 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-19$14.62/sh−41,460$606,145→ 5,856 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-23$14.62/sh−16,996$248,482→ 0 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-23$14.62/sh−14,859$217,239→ 0 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-23$14.62/sh−9,518$139,153→ 0 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-23$14.62/sh−68,808$1,005,973→ 0 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-19$14.62/sh−63,455$927,712→ 8,963 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-19$14.62/sh−105,200$1,538,024→ 14,859 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-19$14.62/sh−67,386$985,183→ 9,518 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-19$14.62/sh−487,161$7,122,294→ 68,808 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-23$14.62/sh−8,963$131,039→ 0 total(indirect: See footnote) - Sale
Common Stock, par value $0.001 per share
2015-03-23$14.62/sh−5,856$85,615→ 0 total(indirect: See footnote)
Holdings
- 11,382(indirect: See footnote)
Common Stock, par value $0.001 per share
- 7,750(indirect: See footnote)
Common Stock, par value $0.001 per share
- 1,261(indirect: See footnote)
Common Stock, par value $0.001 per share
- 4,079(indirect: See footnote)
Common Stock, par value $0.001 per share
- 340,801(indirect: See footnote)
Common Stock, par value $0.001 per share
- 581,907(indirect: See footnote)
Common Stock, par value $0.001 per share
- 67,202(indirect: See footnote)
Common Stock, par value $0.001 per share
Footnotes (15)
- [F1]Mr. Stuart has a pecuniary interest in 14,189 of the shares of Common Stock of the Issuer being sold in these transactions, which involve the sale of an aggregate of 884,990 shares of Common Stock of the Issuer in an underwritten public offering.
- [F10]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GSOF 2014 LLC. Due to his control and ownership interest in GSOF 2014 LLC, which directly owns 7,750 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of the sole shareholder of GSOF 2014 LLC. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
- [F11]. Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GSOF-SP II 2014 LLC. Due to his control and ownership interest in GSOF-SP II 2014 LLC, which directly owns 1,261 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of the sole shareholder of GSOF-SP II 2014 LLC. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
- [F12]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GSOF-SP 2014 LLC. Due to his control and ownership interest in GSOF-SP 2014 LLC, which directly owns 4,079 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of GSOF-SP 2014 LLC. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
- [F13]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates serves as investment adviser to Garrison Capital Fairchild I, Ltd. Due to his control and ownership interest in Garrison Capital Fairchild I, Ltd., which directly owns 340,801 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of Garrison Capital Fairchild I, Ltd. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
- [F14]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates serves as investment adviser to Garrison Capital Fairchild II Ltd. Due to his control and ownership interest in Garrison Capital Fairchild II Ltd., which directly owns 581,907 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of the sole shareholder of Garrison Capital Fairchild II Ltd. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
- [F15]Due to his control and ownership interest in Garrison Capital Advisers Holdings MM LLC, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock held by Garrison Capital Advisers Holdings MM LLC, except to the extent of his pecuniary interest therein.
- [F2]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GSOF-SP LLC. Due to his control and ownership interest in GSOF-SP LLC, which directly owns 16,996 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of GSOF-SP LLC. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein. GSOF-SP LLC subsequently sold the remaining 16,996 shares of Common Stock of the Issuer in a block trade to an institutional investor on March 23, 2015.
- [F3]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GSOF-SP II LLC. Due to his control and ownership interest in GSOF-SP II LLC, which directly owns 8,963 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of GSOF-SP II LLC. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein. GSOF-SP II LLC subsequently sold the remaining 8,963 shares of Common Stock of the Issuer in a block trade to an institutional investor on March 23, 2015.
- [F4]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GSOF-SP DB LLC. Due to his control and ownership interest in GSOF-SP DB LLC, which directly owns 14,859 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of GSOF-SP DB LLC. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein. GSOF-SP DB LLC subsequently sold the remaining 14,859 shares of Common Stock of the Issuer in a block trade to an institutional investor on March 23, 2015.
- [F5]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GSOF LLC. Due to his control and ownership interest in GSOF LLC, which directly owns 9,518 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of GSOF LLC. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein. GSOF LLC subsequently sold the remaining 9,518 shares of Common Stock of the Issuer in a block trade to an institutional investor on March 23, 2015.
- [F6]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GSOIF Corporate Loan Pools Ltd. Due to his control and ownership interest in GSOIF Corporate Loan Pools Ltd., which directly owns 5,856 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of the sole shareholder of GSOIF Corporate Loan Pools Ltd. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein. GSOIF Corporate Loan Pools Ltd. subsequently sold the remaining 5,856 shares of Common Stock of the Issuer in a block trade to an institutional investor on March 23, 2015.
- [F7]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GCOH SubCo 2014-1 LLC. Due to his control and ownership interest in GCOH SubCo 2014-1 LLC, which directly owns 68,808 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of the sole shareholder of GCOH SubCo 2014-1 LLC. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein. GCOH SubCo 2014-1 LLC subsequently sold the remaining 68,808 shares of Common Stock of the Issuer in a block trade to an institutional investor on March 23, 2015.
- [F8]Mr. Stuart has a pecuniary interest in 2,004 of the shares of Common Stock of the Issuer being sold in these transactions, which involve the sale of an aggregate of 125,000 shares of Common Stock of the Issuer in a block trade to a large institutional investor.
- [F9]Mr. Stuart is a control person of Garrison Investment Group LP and its affiliates. Garrison Investment Group LP or one of its affiliates indirectly serves as investment adviser to GCOH SubCo 2014-2 LLC. Due to his control and ownership interest in GCOH SubCo 2014-2 LLC, which directly owns 11,382 shares of Common Stock of the Issuer, Mr. Stuart may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of the sole shareholder of GCOH SubCo 2014-2 LLC. Mr. Stuart disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.
Documents
Issuer
Garrison Capital Inc.
CIK 0001509892
Entity typeoperating
Related Parties
1- filerCIK 0001509892
Filing Metadata
- Form type
- 4
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 5:51 PM ET
- Size
- 39.5 KB