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ELEPHANT TALK COMMUNICATIONS CORP 5

Accession 0001144204-15-019097

CIK 0001084384operating

View on SEC.gov Company Profile

Filed

Mar 26, 8:00 PM ET

Accepted

Mar 27, 9:57 PM ET

Size

21.1 KB

Accession

0001144204-15-019097

Insider Transaction Report

Form 5

Period: 2014-12-31

ELEPHANT TALK COMMUNICATIONS CORPETAK

VAN DER VELDEN STEVEN PAUL KAREL MARIE

DirectorPresident; CEO10% Owner

Transactions

Other
Warrant
2014-10-31+1,416,469→ 1,416,469 total
Exercise: $1.26From: 2008-09-30Exp: 2015-09-30→ Common Stock (1,416,469 underlying)
Other
Common Stock
2014-10-31+1,738,985→ 8,194,688 total
Exercise of In-Money
Common Stock
2014-10-30$0.87/sh+400,164$349,903→ 3,762,827 total(indirect: By QAT II, see footnote)
Sale
Common Stock
2014-10-30$1.05/sh−334,515$349,903→ 3,428,312 total(indirect: By QAT II, see footnote)
Other
Warrant
2014-03-17−400,164→ 0 total(indirect: By QAT II, see footnote)
Exercise: $1.00From: 2009-10-31Exp: 2014-10-31→ Common Stock (400,164 underlying)
Other
Warrant
2014-03-17+400,164→ 400,164 total(indirect: By QAT II, see footnote)
Exercise: $0.87From: 2009-10-31Exp: 2014-10-31→ Common Stock (400,164 underlying)
Exercise of In-Money
Warrant
2014-10-30−400,164→ 0 total(indirect: By QAT II, see footnote)
Exercise: $1.00From: 2009-10-31Exp: 2014-10-31→ Common Stock (400,164 underlying)
Other
Warrant
2014-10-31+708,234→ 708,234 total
Exercise: $1.47From: 2008-09-30Exp: 2015-09-30→ Common Stock (708,234 underlying)

Footnotes (3)

[F1]On October 30, 2014, QAT II Investments SA ("QAT II") exercised a warrant to purchase 1,082,403 shares of the Issuer's common stock at an exercise price of $0.8744 per share. The warrant was originally issued on December 17, 2009 with an exercise price of $1.00 per share. QAT II paid the exercise price on a cashless basis, resulting in Issuer's withholding of 904,830 of the warrant shares to pay the exercise price and issuing to QAT the remaining 177,573 shares.
[F2]These securities are held by QAT II. Reporting Person holds a 36.97% ownership interest in QAT II and the number of securities shown here indicates the Reporting Person's proportionate interest in the Issuer's securities through QAT II. The Reporting Person is not a controlling shareholder nor has or shares the investment control over such securities and thus disclaims beneficial ownership over such securities.
[F3]Include shares and warrant to purchase shares the Reporting Person received from the pro rata distribution from CMV Invest CVA ("CMV I") of which the Reporting Person has a 27.50% ownership interest and CMV Invest II CVA ("CMV II") of which the Reporting Person holds a 40.75% ownership interest.

Documents

1 file

5
v405829_5.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

ELEPHANT TALK COMMUNICATIONS CORP

CIK 0001084384

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001084384

Filing Metadata

Form type: 5
Filed: Mar 26, 8:00 PM ET
Accepted: Mar 27, 9:57 PM ET
Size: 21.1 KB

View on SEC.gov