4//SEC Filing
RCS Capital Corp 4
Accession 0001144204-15-026168
CIK 0001568832operating
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 9:56 PM ET
Size
8.2 KB
Accession
0001144204-15-026168
Insider Transaction Report
Form 4
RCS Capital CorpRCAP
Jones Brian D
CFO & Ass. Secretary
Transactions
- Award
Class A Common Stock
2014-03-31$27.11/sh+110,671$3,000,003→ 121,671 total - Tax Payment
Class A Common Stock
2015-03-17$11.07/sh−15,553$172,172→ 106,118 total - Purchase
Class A Common Stock
2015-03-31$11.65/sh+390,585$4,550,003→ 496,703 total
Footnotes (3)
- [F1]Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a four-year period beginning on March 31, 2015.
- [F2]Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted in footnote 1 above.
- [F3]Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a four-year period beginning on March 31, 2016.
Documents
Issuer
RCS Capital Corp
CIK 0001568832
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001568832
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 9:56 PM ET
- Size
- 8.2 KB