RCS Capital Corp·4

Apr 29, 9:56 PM ET

RCS Capital Corp 4

4 · RCS Capital Corp · Filed Apr 29, 2015

Insider Transaction Report

Form 4
Period: 2014-03-31
Jones Brian D
CFO & Ass. Secretary
Transactions
  • Award

    Class A Common Stock

    2014-03-31$27.11/sh+110,671$3,000,003121,671 total
  • Tax Payment

    Class A Common Stock

    2015-03-17$11.07/sh15,553$172,172106,118 total
  • Purchase

    Class A Common Stock

    2015-03-31$11.65/sh+390,585$4,550,003496,703 total
Footnotes (3)
  • [F1]Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a four-year period beginning on March 31, 2015.
  • [F2]Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted in footnote 1 above.
  • [F3]Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a four-year period beginning on March 31, 2016.

Documents

1 file
  • 4
    v408824_4.xmlPrimary

    OWNERSHIP DOCUMENT