NORTHWEST BIOTHERAPEUTICS INC 4
4 · NORTHWEST BIOTHERAPEUTICS INC · Filed Apr 30, 2015
Insider Transaction Report
Form 4
Farmer Robert A
Director
Transactions
- Purchase
Common Stock, par value $0.001
2014-08-01$5.60/sh+3,013$16,873→ 135,417 total(indirect: By Trust) - Exercise of In-Money
Warrants
2014-08-01$5.60/sh+1,507$8,439→ 9,859 totalExercise: $5.60From: 2014-08-01Exp: 2019-08-01→ Common Stock (9,859 underlying) - Exercise of In-Money
Warrants
2012-11-19$6.40/sh+8,352$53,453→ 8,352 totalExercise: $6.40From: 2012-11-19Exp: 2017-11-19→ Common Stock (8,352 underlying) - Purchase
Common Stock, par value $0.001
2013-12-04$5.60/sh+132,404$741,462→ 132,404 total(indirect: By Trust)
Footnotes (2)
- [F1]Does not include shares of common stock underlying warrants which are currently exercisable.
- [F2]Robert A. Farmer holds voting and dispositive power over the shares held by the Robert A. Farmer Revocable Trust.