4//SEC Filing
NORTHWEST BIOTHERAPEUTICS INC 4
Accession 0001144204-15-026502
$NWBOCIK 0001072379operating
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 3:53 PM ET
Size
11.0 KB
Accession
0001144204-15-026502
Insider Transaction Report
Form 4
Farmer Robert A
Director
Transactions
- Purchase
Common Stock, par value $0.001
2014-08-01$5.60/sh+3,013$16,873→ 135,417 total(indirect: By Trust) - Exercise of In-Money
Warrants
2014-08-01$5.60/sh+1,507$8,439→ 9,859 totalExercise: $5.60From: 2014-08-01Exp: 2019-08-01→ Common Stock (9,859 underlying) - Exercise of In-Money
Warrants
2012-11-19$6.40/sh+8,352$53,453→ 8,352 totalExercise: $6.40From: 2012-11-19Exp: 2017-11-19→ Common Stock (8,352 underlying) - Purchase
Common Stock, par value $0.001
2013-12-04$5.60/sh+132,404$741,462→ 132,404 total(indirect: By Trust)
Footnotes (2)
- [F1]Does not include shares of common stock underlying warrants which are currently exercisable.
- [F2]Robert A. Farmer holds voting and dispositive power over the shares held by the Robert A. Farmer Revocable Trust.
Documents
Issuer
NORTHWEST BIOTHERAPEUTICS INC
CIK 0001072379
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001072379
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 3:53 PM ET
- Size
- 11.0 KB