3//SEC Filing
EXIDE TECHNOLOGIES 3
Accession 0001144204-15-029275
CIK 0000813781operating
Filed
May 10, 8:00 PM ET
Accepted
May 11, 4:15 PM ET
Size
16.2 KB
Accession
0001144204-15-029275
Insider Transaction Report
Form 3
EXIDE TECHNOLOGIESXIDEQ
D. E. Shaw Manager II, L.L.C.
10% OwnerOther
Holdings
7% Second Lien Senior Secured Convertible PIK Notes due 2025
From: 2015-04-30Exp: 2025-04-30→ Common Stock, par value $0.01 (3,411,867 underlying)- 761,750
Common Stock, par value $0.01
SHAW DAVID E
10% OwnerOther
Holdings
- 761,750
Common Stock, par value $0.01
7% Second Lien Senior Secured Convertible PIK Notes due 2025
From: 2015-04-30Exp: 2025-04-30→ Common Stock, par value $0.01 (3,411,867 underlying)
D. E. Shaw Galvanic Portfolios, L.L.C.
10% OwnerOther
Holdings
- 761,750
Common Stock, par value $0.01
7% Second Lien Senior Secured Convertible PIK Notes due 2025
From: 2015-04-30Exp: 2025-04-30→ Common Stock, par value $0.01 (3,411,867 underlying)
D. E. Shaw Adviser II, L.L.C.
10% OwnerOther
Holdings
7% Second Lien Senior Secured Convertible PIK Notes due 2025
From: 2015-04-30Exp: 2025-04-30→ Common Stock, par value $0.01 (3,411,867 underlying)- 761,750
Common Stock, par value $0.01
D. E. SHAW & CO, L.L.C.
10% OwnerOther
Holdings
- 761,750
Common Stock, par value $0.01
7% Second Lien Senior Secured Convertible PIK Notes due 2025
From: 2015-04-30Exp: 2025-04-30→ Common Stock, par value $0.01 (3,411,867 underlying)
D. E. SHAW & CO, L.P.
10% OwnerOther
Holdings
- 761,750
Common Stock, par value $0.01
7% Second Lien Senior Secured Convertible PIK Notes due 2025
From: 2015-04-30Exp: 2025-04-30→ Common Stock, par value $0.01 (3,411,867 underlying)
Footnotes (4)
- [F1]The Common Stock, par value $0.01 (the "Shares"), and the 7% Second Lien Senior Secured Convertible PIK Notes due 2025 (the "Bonds," and, collectively the "Securities") reported in this Form 3 are directly held by D. E. Shaw Galvanic Portfolios, L.L.C. ("Galvanic Portfolios"), which holds 761,750 Shares and a principal amount of 29,852,722 of the Bonds, and may be deemed to be indirectly held by the other Reporting Persons.
- [F2]D. E. Shaw Adviser II, L.L.C. ("Adviser II"), as investment adviser to Galvanic Portfolios; D. E. Shaw Manager II, L.L.C. ("Manager II"), as the manager to Galvanic Portfolios; D. E. Shaw & Co., L.P. ("DESCO LP"), as managing member to Adviser II; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the managing member of Manager II; and Mr. David E. Shaw ("David E. Shaw"), as president and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as president and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.
- [F3]In accordance with instruction 5(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by Galvanic Portfolios, Manager II, Adviser II, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of Manager II, Adviser II, DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein.
- [F4]The initial conversion price shall be $1 of principal amount divided by the conversion rate of 0.11429. The conversion rate is subject to adjustment.
Documents
Issuer
EXIDE TECHNOLOGIES
CIK 0000813781
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000813781
Filing Metadata
- Form type
- 3
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 4:15 PM ET
- Size
- 16.2 KB