$HRGN·4

Harvard Apparatus Regenerative Technology, Inc. · Jun 3, 8:58 PM ET

Harvard Apparatus Regenerative Technology, Inc. 4

4 · Harvard Apparatus Regenerative Technology, Inc. · Filed Jun 3, 2015

Insider Transaction Report

Form 4
Period: 2015-06-01
McNaughton Thomas
Chief Financial Officer
Transactions
  • Purchase

    Common Stock

    2015-06-03$2.01/sh+5,000$10,05056,128 total
  • Purchase

    Common Stock

    2015-06-02$1.80/sh+8,000$14,40051,128 total
  • Purchase

    Common Stock

    2015-06-01$1.74/sh+3,000$5,22043,128 total
Footnotes (6)
  • [F1]This transaction was executed in multiple trades at prices ranging from $1.67 to $1.79. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]Includes (a) a deferred stock award of 570 restricted stock units which vest on Jan 1, 2016; (b) a deferred stock award of 535 stock units which vest in equal installments on Jan 1, 2016 and Jan 1, 2017; and (c) 42,023 shares of common stock held by the Reporting Person.
  • [F3]This transaction was executed in multiple trades at prices ranging from $1.76 to $1.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]Includes (a) a deferred stock award of 570 restricted stock units which vest on Jan 1, 2016; (b) a deferred stock award of 535 stock units which vest in equal installments on Jan 1, 2016 and Jan 1, 2017; and (c) 50,023 shares of common stock held by the Reporting Person.
  • [F5]This transaction was executed in multiple trades at prices ranging from $2.00 to $2.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F6]Includes (a) a deferred stock award of 570 restricted stock units which vest on Jan 1, 2016; (b) a deferred stock award of 535 stock units which vest in equal installments on Jan 1, 2016 and Jan 1, 2017; and (c) 55,023 shares of common stock held by the Reporting Person.

Documents

1 file
  • 4
    v412427_4.xmlPrimary

    OWNERSHIP DOCUMENT