4//SEC Filing
Pulmatrix, Inc. 4
Accession 0001144204-15-037758
$PULMCIK 0001574235operating
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 8:26 PM ET
Size
27.2 KB
Accession
0001144204-15-037758
Insider Transaction Report
Form 4
Pulmatrix, Inc.PULM
Hava David L.
Chief Scientific Officer
Transactions
- Award
Stock Option (Right to Buy)
2015-06-15+3,555→ 3,555 totalExercise: $2.20Exp: 2020-02-10→ Common Stock (3,555 underlying) - Award
Stock Option (Right to Buy)
2015-06-15+804→ 804 totalExercise: $2.20Exp: 2020-05-24→ Common Stock (804 underlying) - Award
Stock Option (Right to Buy)
2015-06-15+2,964→ 2,964 totalExercise: $2.20Exp: 2021-06-15→ Common Stock (2,964 underlying) - Award
Common Stock
2015-06-15+4,863→ 4,863 total - Award
Stock Option (Right to Buy)
2015-06-15+2,668→ 2,668 totalExercise: $2.20Exp: 2021-02-03→ Common Stock (2,668 underlying) - Award
Stock Option (Right to Buy)
2015-06-16+267,129→ 267,129 totalExercise: $11.80Exp: 2025-06-16→ Common Stock (267,129 underlying) - Award
Stock Option (Right to Buy)
2015-06-15+13,041→ 13,041 totalExercise: $2.03Exp: 2022-12-14→ Common Stock (13,041 underlying) - Award
Stock Option (Right to Buy)
2015-06-15+5,928→ 5,928 totalExercise: $2.03Exp: 2022-06-08→ Common Stock (5,928 underlying) - Award
Stock Option (Right to Buy)
2015-06-15+11,855→ 11,855 totalExercise: $2.03Exp: 2022-06-08→ Common Stock (11,855 underlying) - Award
Stock Option (Right to Buy)
2015-06-15+14,819→ 14,819 totalExercise: $1.88Exp: 2023-08-26→ Common Stock (14,819 underlying)
Footnotes (14)
- [F1]Reflects a 1-for-2.5 reverse stock split effected on June 15, 2015.
- [F10]These securities were received in the Merger in exchange for a stock option to acquire 200,000 shares for $0.12 per share of common stock of the Former Entity.
- [F11]These securities were received in the Merger in exchange for a stock option to acquire 220,000 shares for $0.12 per share of common stock of the Former Entity.
- [F12]These securities were received in the Merger in exchange for a stock option to acquire 250,000 shares for $0.11 per share of common stock of the Former Entity.
- [F13]These options vested/vest over a four-year period, with 50% vesting on the first anniversary of the initial date of grant by the Former Entity and 4.167% vesting each month thereafter for twelve months.
- [F14]The option vests as to 2.08% monthly for 48 months from the date of grant.
- [F2]On June 15, 2015, the Reporting Person received these shares of the Issuer's Common Stock in exchange for securities of a private company formerly known as Pulmatrix, Inc. (the "Former Entity") in connection with the merger of the Former Entity into the Issuer (the "Merger").
- [F3]These securities were received in the Merger in exchange for a stock option to acquire 59,965 shares for $0.13 per share of common stock of the Former Entity.
- [F4]These options are fully vested and exercisable.
- [F5]These securities were received in the Merger in exchange for a stock option to acquire 13,566 shares for $0.13 per share of common stock of the Former Entity.
- [F6]These securities were received in the Merger in exchange for a stock option to acquire 45,000 shares for $0.13 per share of common stock of the Former Entity.
- [F7]These options vested/vest over a four-year period, with 25% vesting on the first anniversary of the initial date of grant by the Former Entity and 2.083% vesting each month thereafter for thirty-six months.
- [F8]These securities were received in the Merger in exchange for a stock option to acquire 50,000 shares for $0.13 per share of common stock of the Former Entity.
- [F9]These securities were received in the Merger in exchange for a stock option to acquire 100,000 shares for $0.12 per share of common stock of the Former Entity.
Documents
Issuer
Pulmatrix, Inc.
CIK 0001574235
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001574235
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 8:26 PM ET
- Size
- 27.2 KB