4//SEC Filing
Electrum Special Acquisition Corp 4
Accession 0001144204-15-037901
CIK 0001639669operating
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 3:05 PM ET
Size
8.1 KB
Accession
0001144204-15-037901
Insider Transaction Report
Form 4
VINCENT ERIC N.
Chief Executive Officer10% Owner
Transactions
- Purchase
Private Placement Warrants
2015-06-16$0.50/sh+13,050,000$6,525,000→ 13,050,000 total(indirect: By LLC)Exercise: $5.75→ Ordinary Shares (6,525,000 underlying) - Other
Ordinary Shares
2015-06-16−28,406→ 4,545,055 total(indirect: By LLC)
Footnotes (4)
- [F1]ESAC Holdings LLC forfeited 28,406 shares to the Issuer at no cost in connection with the partial exercise by the underwriters of their over-allotment option, as described in the Issuer's Registration Statements on Form S-1 (File No. 333-203599) and (333-204866).
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities for purposes of Section 16 or for any other purpose.
- [F3]The warrants will become exercisable beginning on the later of 30 days after the completion of an initial business combination or June 10, 2016.
- [F4]The warrants will expire five years after the completion of an initial business combination, or earlier upon redemption.
Documents
Issuer
Electrum Special Acquisition Corp
CIK 0001639669
Entity typeoperating
IncorporatedVirgin Islands, British
Related Parties
1- filerCIK 0001639669
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 3:05 PM ET
- Size
- 8.1 KB