Home/Filings/4/0001144204-15-043742

4//SEC Filing

Seritage Growth Properties 4

Accession 0001144204-15-043742

$SRGCIK 0001628063operating

View on SEC.gov Company Profile

Filed

Jul 21, 8:00 PM ET

Accepted

Jul 22, 6:47 PM ET

Size

78.2 KB

Accession

0001144204-15-043742

Insider Transaction Report

Form 4

Period: 2015-07-08

Seritage Growth PropertiesSRG

CITADEL INVESTMENT GROUP II, L.L.C.

10% Owner

Transactions

Sale
Class A common shares
2015-07-10$37.50/sh−4,811$180,413→ 2,657 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-09$37.34/sh−9,723$363,057→ 3,556 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-10$37.50/sh+5,710$214,125→ 2,154 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-08$37.00/sh+1,025$37,925→ 74 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-08$37.00/sh−1,495$55,315→ 1,569 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-14$37.39/sh+553$20,677→ 2,113 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-16$37.92/sh−7,502$284,476→ 2,730 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-13$37.43/sh+12,370$463,009→ 9,713 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-14$37.43/sh−230$8,609→ 2,343 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-15$37.42/sh−8,226$307,817→ 2,943 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-16$37.94/sh+7,715$292,707→ 4,772 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$39.01/sh+4,597$179,329→ 1,867 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$38.49/sh+20$770→ 1,887 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$38.46/sh−607$23,345→ 2,000 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-09$37.35/sh+7,736$288,940→ 6,167 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-15$37.40/sh+7,626$285,212→ 5,283 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$39.00/sh−3,280$127,920→ 1,393 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-13$37.43/sh−12,379$463,346→ 2,666 total(indirect: See footnotes)

Citadel Derivatives Group, LLC

10% Owner

Transactions

Sale
Class A common shares
2015-07-15$37.42/sh−8,226$307,817→ 2,943 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-08$37.00/sh−1,495$55,315→ 1,569 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-16$37.94/sh+7,715$292,707→ 4,772 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$39.01/sh+4,597$179,329→ 1,867 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$38.46/sh−607$23,345→ 2,000 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-14$37.39/sh+553$20,677→ 2,113 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-10$37.50/sh+5,710$214,125→ 2,154 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-13$37.43/sh+12,370$463,009→ 9,713 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-16$37.92/sh−7,502$284,476→ 2,730 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-08$37.00/sh+1,025$37,925→ 74 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-14$37.43/sh−230$8,609→ 2,343 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$38.49/sh+20$770→ 1,887 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$39.00/sh−3,280$127,920→ 1,393 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-09$37.35/sh+7,736$288,940→ 6,167 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-09$37.34/sh−9,723$363,057→ 3,556 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-10$37.50/sh−4,811$180,413→ 2,657 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-13$37.43/sh−12,379$463,346→ 2,666 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-15$37.40/sh+7,626$285,212→ 5,283 total(indirect: See footnotes)

CITADEL ADVISORS LLC

10% Owner

Transactions

Purchase
Class A common shares
2015-07-09$37.35/sh+7,736$288,940→ 6,167 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-15$37.40/sh+7,626$285,212→ 5,283 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-08$37.00/sh−1,495$55,315→ 1,569 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-10$37.50/sh+5,710$214,125→ 2,154 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-13$37.43/sh−12,379$463,346→ 2,666 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$39.01/sh+4,597$179,329→ 1,867 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$38.46/sh−607$23,345→ 2,000 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-10$37.50/sh−4,811$180,413→ 2,657 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-08$37.00/sh+1,025$37,925→ 74 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-09$37.34/sh−9,723$363,057→ 3,556 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-13$37.43/sh+12,370$463,009→ 9,713 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-14$37.43/sh−230$8,609→ 2,343 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-15$37.42/sh−8,226$307,817→ 2,943 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-14$37.39/sh+553$20,677→ 2,113 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-16$37.94/sh+7,715$292,707→ 4,772 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-16$37.92/sh−7,502$284,476→ 2,730 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$38.49/sh+20$770→ 1,887 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$39.00/sh−3,280$127,920→ 1,393 total(indirect: See footnotes)

Surveyor Capital Ltd.

10% Owner

Transactions

Sale
Class A common shares
2015-07-14$37.43/sh−230$8,609→ 2,343 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-16$37.92/sh−7,502$284,476→ 2,730 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$38.46/sh−607$23,345→ 2,000 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-08$37.00/sh−1,495$55,315→ 1,569 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-15$37.40/sh+7,626$285,212→ 5,283 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-16$37.94/sh+7,715$292,707→ 4,772 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$39.01/sh+4,597$179,329→ 1,867 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-09$37.34/sh−9,723$363,057→ 3,556 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-08$37.00/sh+1,025$37,925→ 74 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-10$37.50/sh+5,710$214,125→ 2,154 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-13$37.43/sh−12,379$463,346→ 2,666 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-14$37.39/sh+553$20,677→ 2,113 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-09$37.35/sh+7,736$288,940→ 6,167 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-10$37.50/sh−4,811$180,413→ 2,657 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-13$37.43/sh+12,370$463,009→ 9,713 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-15$37.42/sh−8,226$307,817→ 2,943 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$38.49/sh+20$770→ 1,887 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$39.00/sh−3,280$127,920→ 1,393 total(indirect: See footnotes)

Citadel Advisors Holdings III LP

10% Owner

Transactions

Sale
Class A common shares
2015-07-09$37.34/sh−9,723$363,057→ 3,556 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-16$37.94/sh+7,715$292,707→ 4,772 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$38.46/sh−607$23,345→ 2,000 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-09$37.35/sh+7,736$288,940→ 6,167 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-10$37.50/sh−4,811$180,413→ 2,657 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-13$37.43/sh−12,379$463,346→ 2,666 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-13$37.43/sh+12,370$463,009→ 9,713 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-14$37.39/sh+553$20,677→ 2,113 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-14$37.43/sh−230$8,609→ 2,343 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-15$37.40/sh+7,626$285,212→ 5,283 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$39.01/sh+4,597$179,329→ 1,867 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-08$37.00/sh−1,495$55,315→ 1,569 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-08$37.00/sh+1,025$37,925→ 74 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-10$37.50/sh+5,710$214,125→ 2,154 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$39.00/sh−3,280$127,920→ 1,393 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-15$37.42/sh−8,226$307,817→ 2,943 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-16$37.92/sh−7,502$284,476→ 2,730 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$38.49/sh+20$770→ 1,887 total(indirect: See footnotes)

GRIFFIN KENNETH C

10% Owner

Transactions

Sale
Class A common shares
2015-07-08$37.00/sh−1,495$55,315→ 1,569 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-09$37.34/sh−9,723$363,057→ 3,556 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-10$37.50/sh+5,710$214,125→ 2,154 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-14$37.43/sh−230$8,609→ 2,343 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-16$37.92/sh−7,502$284,476→ 2,730 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-08$37.00/sh+1,025$37,925→ 74 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-15$37.40/sh+7,626$285,212→ 5,283 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$38.49/sh+20$770→ 1,887 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$38.46/sh−607$23,345→ 2,000 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-13$37.43/sh−12,379$463,346→ 2,666 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-15$37.42/sh−8,226$307,817→ 2,943 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-17$39.01/sh+4,597$179,329→ 1,867 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-09$37.35/sh+7,736$288,940→ 6,167 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-10$37.50/sh−4,811$180,413→ 2,657 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-13$37.43/sh+12,370$463,009→ 9,713 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-14$37.39/sh+553$20,677→ 2,113 total(indirect: See footnotes)
Purchase
Class A common shares
2015-07-16$37.94/sh+7,715$292,707→ 4,772 total(indirect: See footnotes)
Sale
Class A common shares
2015-07-17$39.00/sh−3,280$127,920→ 1,393 total(indirect: See footnotes)

Footnotes (19)

[F1]This security is owned by Citadel Securities LLC ("Citadel Securities").
[F10]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.38 to $37.42. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.
[F11]This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.42 to $37.45. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.
[F12]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.04 to $37.80. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F13]This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.09 to $37.78. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.
[F14]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.80 to $38.00. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F15]This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.80 to $38.00. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.
[F16]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $38.78 to $39.50. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F17]This price represents the weighted average sale price. The sale prices for these transactions ranged from $38.60 to $39.54. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.
[F18]Citadel Advisors LLC ("Citadel Advisors"), a registered investment adviser, is the portfolio manager for Surveyor and EDMF. Citadel Advisors Holdings III LP ("CAH3") is the managing member of Citadel Advisors. CALC III LP ("CALC3") is the non-member manager of Citadel Securities LLC ("Citadel Securities"). Citadel GP LLC ("CGP") is the general partner of CALC3 and CAH3. Mr. Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP.
[F19]This price represents the weighted average sale price. The sale prices for these transactions ranged from $38.39 to $38.50. The Reporting Person undertakes to provide upon the request for the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.
[F2]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $36.99 to $37.01. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.
[F3]This price represents the weighted average sale price. The sale prices for these transactions ranged from $36.99 to $37.01. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The number reported in column 5 is a negative number.
[F4]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.23 to $37.45. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F5]This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.20 to $37.45. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.
[F6]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.45 to $37.50. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F7]This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.49 to $37.50. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.
[F8]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $37.16 to $37.47. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F9]This price represents the weighted average sale price. The sale prices for these transactions ranged from $37.25 to $37.48. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The number reported in column 5 is a negative number.

Documents

2 files

Issuer

Seritage Growth Properties

CIK 0001628063

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Entity typeoperating

IncorporatedMD

Related Parties

filerCIK 0001628063

Filing Metadata

Form type: 4
Filed: Jul 21, 8:00 PM ET
Accepted: Jul 22, 6:47 PM ET
Size: 78.2 KB

View on SEC.gov