$PALI·4

Neuralstem, Inc. · Jul 24, 4:16 PM ET

Neuralstem, Inc. 4

4 · Neuralstem, Inc. · Filed Jul 24, 2015

Insider Transaction Report

Form 4
Period: 2015-07-22
JOHE KARL
DirectorChief Scientific Officer
Transactions
  • Tax Payment

    Common Stock

    2015-07-22$1.64/sh621,016$1,018,4661,067,931 total
  • Exercise/Conversion

    Common Stock

    2015-07-22$0.50/sh+1,200,000$600,0001,688,947 total
  • Exercise/Conversion

    Common Stock purchase option

    2015-07-221,200,0000 total
    Exercise: $0.50From: 2005-07-28Exp: 2015-07-28Common Stock (1,200,000 underlying)
Footnotes (2)
  • [F1]Represents 272,179 shares forfeited for tax witholding purposes and 348,837 shares withheld by the Issuer at the market price of $1.72 per share less an exercise price of $0.50 per share to fund the cashless exercise of 1,200,000 options. The total number of shares issued to Reporting Person pursuant to the cashless exercise of the options is 578,984.
  • [F2]Represents option issued on July 28, 2005. The option was exercised on a cashless basis on 7/22/2015.

Documents

1 file
  • 4
    v416105_4.xmlPrimary

    OWNERSHIP DOCUMENT