WhiteHorse Finance, Inc. 4

4 · WhiteHorse Finance, Inc. · Filed Oct 15, 2015

Form 4

Period: 2015-10-09

10% Owner

Transactions

Purchase
Common Stock, par value $0.001 per share
2015-10-15$13.34/sh+16,000$213,440→ 8,234,893 total(indirect: See footnote)
Purchase
Common Stock, par value $0.001 per share
2015-10-13$13.42/sh+16,000$214,720→ 8,202,893 total(indirect: See footnote)
Purchase
Common Stock, par value $0.001 per share
2015-10-14$13.35/sh+16,000$213,600→ 8,218,893 total(indirect: See footnote)
Purchase
Common Stock, par value $0.001 per share
2015-10-09$13.17/sh+15,900$209,403→ 8,179,542 total(indirect: See footnote)
Purchase
Common Stock, par value $0.001 per share
2015-10-12$13.40/sh+7,351$98,503→ 8,186,893 total(indirect: See footnote)

Holdings

Footnotes (3)

[F1]Mr. Tamer is the President of Tamer H.I.G. Management, L.P., which owns the reported securities. Mr. Tamer disclaims beneficial ownership of shares of common stock held by Tamer H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
[F2]Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein.
[F3]The date of execution was determined in accordance with Rule 16a-3(g)(2) and (g)(4) under the Securities Exchange Act of 1934, as amended.

Documents

1 file