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4//SEC Filing

FIRST DEFIANCE FINANCIAL CORP 4

Accession 0001144204-15-063435

CIK 0000946647operating

View on SEC.gov Company Profile

Filed

Nov 5, 7:00 PM ET

Accepted

Nov 6, 5:31 PM ET

Size

18.5 KB

Accession

0001144204-15-063435

Insider Transaction Report

Form 4

Period: 2015-11-04

FIRST DEFIANCE FINANCIAL CORPFDEF

Williams James R. III

Executive Vice President

Transactions

Exercise/Conversion
Stock Option To Buy
2015-11-04−500→ 0 total
Exercise: $17.64From: 2009-04-21Exp: 2018-04-21→ Common Shares (500 underlying)
Exercise/Conversion
Common Shares
2015-11-04$26.47/sh+750$19,853→ 5,248 total
Exercise/Conversion
Common Shares
2015-11-04$27.41/sh+500$13,705→ 5,748 total
Exercise/Conversion
Common Shares
2015-11-04$17.64/sh+500$8,820→ 6,248 total
Exercise/Conversion
Common Shares
2015-11-04$9.22/sh+500$4,610→ 6,748 total
Exercise/Conversion
Stock Option To Buy
2015-11-04−750→ 0 total
Exercise: $26.47From: 2007-05-22Exp: 2016-05-22→ Common Shares (750 underlying)
Exercise/Conversion
Stock Option To Buy
2015-11-04−500→ 0 total
Exercise: $27.41From: 2008-04-16Exp: 2017-04-16→ Common Shares (500 underlying)
Exercise/Conversion
Stock Option To Buy
2015-11-04−500→ 0 total
Exercise: $9.22From: 2010-04-20Exp: 2019-04-20→ Common Shares (500 underlying)

Holdings

Common Shares
(indirect: Held By ESOP)
2,814

Footnotes (2)

[F1]The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
[F2]The shares became exercisable over a 5 year period, beginning on this date

Documents

1 file

4
v424047_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

FIRST DEFIANCE FINANCIAL CORP

CIK 0000946647

Entity typeoperating

IncorporatedOH

Related Parties

1

filerCIK 0000946647

Filing Metadata

Form type: 4
Filed: Nov 5, 7:00 PM ET
Accepted: Nov 6, 5:31 PM ET
Size: 18.5 KB

View on SEC.gov