Neurotrope, Inc. 4
4 · Neurotrope, Inc. · Filed Nov 17, 2015
Insider Transaction Report
Form 4
Neurotrope, Inc.NTRP
Freiman Paul E.
DirectorSee Remarks
Transactions
- Purchase
Series D Warrant
2015-11-13+166,667→ 166,667 total(indirect: By Trust)Exercise: $1.00→ Common Stock (166,667 underlying) - Purchase
Series C Warrant
2015-11-13+166,667→ 166,667 total(indirect: By Trust)Exercise: $1.25Exp: 2020-11-13→ Common Stock (166,667 underlying) - Purchase
Series B Preferred Stock
2015-11-13+1,666.67→ 166,667 total(indirect: By Trust)Exercise: $0.00→ Common Stock (166,667 underlying) - Purchase
Series B Warrant
2015-11-13+166,667→ 166,667 total(indirect: By Trust)Exercise: $0.80Exp: 2020-11-13→ Common Stock (166,667 underlying) - Purchase
Series E Warrant
2015-11-13+166,667→ 166,667 total(indirect: By Trust)Exercise: $1.50→ Common Stock (166,667 underlying) - Purchase
Series A Warrant
2015-11-13+166,667→ 166,667 total(indirect: By Trust)Exercise: $0.80Exp: 2020-11-13→ Common Stock (166,667 underlying)
Footnotes (7)
- [F1]The reported securities are included within units with a purchase price of $0.60 per unit, each unit consisting of one one-hundredth of a share of Series B Preferred Stock, one Series A Warrant, one Series B Warrant, one Series C Warrant, one Series D Warrant and one Series E Warrant.
- [F2]The Series B Preferred Stock may be converted at any time by the holder at an initial conversion ratio of one share of Common Stock per one one-hundredth share of Series B Preferred Stock and have no expiration date.
- [F3]Each Series A Warrant allows the reporting person to acquire, at an exercise price of $0.80 per share with an expiration date five years from the date of issuance, one share of Common Stock subject to adjustment.
- [F4]Each Series B Warrant allows the reporting person to acquire, at an exercise price of $0.80 per share with an expiration date of one year from the date of issuance, one share of Common Stock subject to adjustment.
- [F5]Each Series C Warrant allows the reporting person to acquire, at an exercise price of $1.25 per share with an expiration date of five years from the date of issuance, one share of Common Stock subject to adjustment.
- [F6]Each Series D Warrant will be exercisable only if and to the extent that the Series B Warrants are exercised and will expire on the five year anniversary of the date that the Series B Warrant is initially exercised.
- [F7]Each Series E Warrant will be exercisable only if and to the extent that the Series C Warrants are exercised and will expire on the five year anniversary of the date that the Series C Warrant is initially exercised.