4//SEC Filing
Global Defense & National Security Systems, Inc. 4
Accession 0001144204-15-066480
CIK 0001583513operating
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:45 PM ET
Size
6.5 KB
Accession
0001144204-15-066480
Insider Transaction Report
Form 4
Perl Andrew Damian
Director10% Owner
Transactions
- Purchase
Convertible Promissory Note
2015-11-13$10.63/sh+66,928$711,445→ 66,928 total(indirect: See Footnote)Exercise: $10.63Exp: 2015-11-24→ Common Stock (66,928 underlying)
Footnotes (3)
- [F1]Following the consummation of the Issuer's initial Business Combination (as defined in the Issuer's Amended and Restated Certificate of Incorporation), the convertible promissory note shall be convertible at the option of the holder at the greater of (1) $10.00 per share and (2) the 30-day trailing average of the closing price per share. The information in this table is based on an assumed conversion price of $10.63.
- [F2]The convertible promissory note only becomes convertible, at the election of Global Defense & National Security Holdings LLC, immediately following the consummation of the Issuer's initial Business Combination.
- [F3]The convertible promissory note is held by Global Defense & National Security Holdings LLC, a limited liability company indirectly controlled by Mr. Perl.
Documents
Issuer
Global Defense & National Security Systems, Inc.
CIK 0001583513
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001583513
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:45 PM ET
- Size
- 6.5 KB