Neuralstem, Inc. 4
4 · Neuralstem, Inc. · Filed Nov 20, 2015
Insider Transaction Report
Form 4
JOHE KARL
DirectorChief Scientific Officer
Transactions
- Exercise/Conversion
Common Stock
2015-11-19+143,247→ 969,551 total - Tax Payment
Common Stock
2015-11-19$1.14/sh−39,178$44,663→ 930,373 total - Exercise/Conversion
Restricted Stock Unit
2015-11-19−143,247→ 0 totalFrom: 2015-11-15→ Common Stock (143,247 underlying)
Footnotes (3)
- [F1]Represents the conversion of restricted stock units into Common Stock. On November 19, 2015, the reporting person was granted 143,247 shares of Common Stock, of which 39,178 shares were forfeited for tax withholding purposes.
- [F2]23,874 Shares of Common Stock issued upon conversion of the restricted stock units are being held as collateral for the payment of Reporting Person's divorce settlement.
- [F3]Each restricted stock unit represents a right to receive one share of Neuralstem's Common Stock.