WhiteHorse Finance, Inc. 4
4 · WhiteHorse Finance, Inc. · Filed Nov 27, 2015
Insider Transaction Report
Form 4
TAMER ANTHONY
10% Owner
Transactions
- Exercise Out-of-Money
Subscription Rights
2015-11-20+9,743,071→ 0 total(indirect: See footnote)Exercise: $13.55From: 2015-10-23Exp: 2015-11-20→ Common Stock, par value $0.001 per share (3,251,726 underlying) - Purchase
Common Stock, par value $0.001 per share
2015-11-24$13.55/sh+167,340$2,267,457→ 8,418,233 total(indirect: See footnote) - Purchase
Common Stock, par value $0.001 per share
2015-11-25$13.55/sh+3,084,386$41,793,430→ 11,502,619 total(indirect: See footnote) - Purchase
Common Stock, par value $0.001 per share
2015-11-24$13.55/sh+18,699$253,371→ 184,035 total(indirect: See footnote) - Exercise Out-of-Money
Subscription Rights
2015-11-20+84,365→ 0 total(indirect: See footnote)Exercise: $13.55From: 2015-10-23Exp: 2015-11-20→ Common Stock, par value $0.001 per share (18,699 underlying)
Holdings
- 4,113
Common Stock, par value $0.001 per share
Footnotes (3)
- [F1]Mr. Tamer is the President of Tamer H.I.G. Management, L.P., which owns the reported securities. Mr. Tamer disclaims beneficial ownership of shares of common stock held by Tamer H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
- [F2]Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein.
- [F3]Subscription rights received pursuant to a pro rata distribution thereof to stockholders of record of WhiteHorse Finance, Inc. as of October 23, 2015 in connection with a rights offering. The subscription rights entitled stockholders of record to purchase one new share of common stock for every 4.511505 rights held. Stockholders of record who fully exercised their rights were entitled to subscribe for additional shares of common stock that remained unsubscribed as a result of any unexercised rights.