4//SEC Filing
RCS Capital Corp 4
Accession 0001144204-15-072964
CIK 0001568832operating
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 5:02 PM ET
Size
10.8 KB
Accession
0001144204-15-072964
Insider Transaction Report
Form 4
RCS Capital CorpRCAP
AUERBACH MARK
Director
Transactions
- Disposition to Issuer
Common Stock
2015-12-18$11.30/sh−4,424$49,991→ 127,961 total - Disposition to Issuer
Common Stock
2015-12-18$11.21/sh−1,070$11,995→ 115,830 total - Disposition to Issuer
Common Stock
2015-12-18$11.30/sh−4,424$49,991→ 123,537 total - Disposition to Issuer
Common Stock
2015-12-18$11.30/sh−6,637$74,998→ 116,900 total - Disposition to Issuer
Common Stock
2015-12-18$11.21/sh−3,791$42,497→ 112,039 total
Footnotes (1)
- [F1]On December 18, 2015, the independent members of the board of directors approved the rescission of the 20,346 shares of restricted common stock initially granted to the reporting person on January 13, 2015 under the issuer's Equity Plan.
Documents
Issuer
RCS Capital Corp
CIK 0001568832
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001568832
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 5:02 PM ET
- Size
- 10.8 KB