4//SEC Filing
BREEZE-EASTERN CORP 4
Accession 0001144204-16-075137
CIK 0000099359operating
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 4:31 PM ET
Size
19.6 KB
Accession
0001144204-16-075137
Insider Transaction Report
Form 4
Transactions
- Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,114,026$21,846,050→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,003,885$19,686,185→ 0 total
WYNNEFIELD CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,114,026$21,846,050→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,003,885$19,686,185→ 0 total
LANDES JOSHUA
10% Owner
Transactions
- Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,003,885$19,686,185→ 0 total - Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,114,026$21,846,050→ 0 total(indirect: See footnotes)
Transactions
- Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,003,885$19,686,185→ 0 total - Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,114,026$21,846,050→ 0 total(indirect: See footnotes)
WYNNEFIELD CAPITAL INC
10% Owner
Transactions
- Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,003,885$19,686,185→ 0 total - Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,114,026$21,846,050→ 0 total(indirect: See footnotes)
OBUS NELSON
10% Owner
Transactions
- Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,003,885$19,686,185→ 0 total - Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,114,026$21,846,050→ 0 total(indirect: See footnotes)
Transactions
- Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,003,885$19,686,185→ 0 total - Disposition from Tender
Common Stock, par value $0.01 per share
2016-01-07$19.61/sh−1,114,026$21,846,050→ 0 total(indirect: See footnotes)
Footnotes (3)
- [F1]Wynnefield Partners Small Cap Value LP I (the "Reporting Person") directly beneficially owns 0 shares of common stock, $0.01 par value per share ("Common Stock") of Breeze-Eastern Corporation (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.
- [F2]The Reporting Person has an indirect beneficial ownership interest in 0 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. , which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. , has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns.
- [F3]The Reporting Person has an indirect beneficial ownership interest in 0 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.
Documents
Issuer
BREEZE-EASTERN CORP
CIK 0000099359
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000099359
Filing Metadata
- Form type
- 4
- Filed
- Jan 10, 7:00 PM ET
- Accepted
- Jan 11, 4:31 PM ET
- Size
- 19.6 KB