DATAWATCH CORP 4
4 · DATAWATCH CORP · Filed Mar 7, 2016
Insider Transaction Report
Form 4
DATAWATCH CORPDWCH
POTTER TERRY W
Director
Transactions
- Exercise/Conversion
Common Stock
2016-03-03$3.61/sh+1,140$4,115→ 49,902 total - Sale
Common Stock
2016-03-03$5.02/sh−820$4,116→ 49,082 total - Exercise/Conversion
Common Stock
2016-03-04$3.61/sh+2,309$8,335→ 51,391 total - Exercise/Conversion
Stock Option (Right to Buy)
2016-03-03−1,140→ 3,860 totalExercise: $3.61Exp: 2016-03-10→ Common Stock (1,140 underlying) - Sale
Common Stock
2016-03-04$4.90/sh−1,700$8,330→ 49,691 total - Exercise/Conversion
Common Stock
2016-03-07$3.61/sh+1,551$5,599→ 51,242 total - Exercise/Conversion
Stock Option (Right to Buy)
2016-03-04−2,309→ 1,551 totalExercise: $3.61Exp: 2016-03-10→ Common Stock (2,309 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2016-03-07−1,551→ 0 totalExercise: $3.61Exp: 2016-03-10→ Common Stock (1,551 underlying)
Footnotes (5)
- [F1]The purpose of this sale was to cover the cost of the aggregate exercise price payable by Mr. Potter upon the exercise of stock options reported in the row immediately above for the same date.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.91. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F4]Stock Options issued pursuant to the Datawatch Corporation 1996 Stock Plan.
- [F5]Options fully exercisable.