LEAPFROG ENTERPRISES INC 4

4 · LEAPFROG ENTERPRISES INC · Filed Apr 6, 2016

Form 4

Period: 2016-04-04

DirectorChief Executive Officer

Transactions

Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−414,939$414,939→ 0 total
Exercise/Conversion
Class A Common Stock
2016-04-04+27,500→ 27,500 total
Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−27,500$27,500→ 0 total
Exercise/Conversion
Class A Common Stock
2016-04-04+165,000→ 165,000 total
Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−165,000$165,000→ 0 total
Exercise/Conversion
Class A Common Stock
2016-04-04+301,400→ 301,400 total
Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−301,400$301,400→ 0 total
Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−27,500→ 0 total
Exp: 2017-03-15→ Class A Common Stock (27,500 underlying)
Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−165,000→ 0 total
Exp: 2018-04-15→ Class A Common Stock (165,000 underlying)
Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−301,400→ 0 total
Exp: 2019-04-15→ Class A Common Stock (301,400 underlying)

Footnotes (5)

[F1]All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement").
[F2]Restricted Stock Units convert in Class A Common Stock on a one-for-one basis.
[F3]Granted 3/15/2013 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vested as to 25% of the shares on 3/15/2014, 3/15/2015, 3/15/2016 and 3/15/2017, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
[F4]Granted 4/15/2014 under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vested 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
[F5]Granted 4/15/2015 under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.

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