4//SEC Filing
LEAPFROG ENTERPRISES INC 4
Accession 0001144204-16-093128
CIK 0001138951operating
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 9:26 PM ET
Size
21.4 KB
Accession
0001144204-16-093128
Insider Transaction Report
Form 4
BARBOUR JOHN
DirectorChief Executive Officer
Transactions
- Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−414,939$414,939→ 0 total - Exercise/Conversion
Class A Common Stock
2016-04-04+27,500→ 27,500 total - Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−27,500$27,500→ 0 total - Exercise/Conversion
Class A Common Stock
2016-04-04+165,000→ 165,000 total - Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−165,000$165,000→ 0 total - Exercise/Conversion
Class A Common Stock
2016-04-04+301,400→ 301,400 total - Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−301,400$301,400→ 0 total - Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−27,500→ 0 totalExp: 2017-03-15→ Class A Common Stock (27,500 underlying) - Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−165,000→ 0 totalExp: 2018-04-15→ Class A Common Stock (165,000 underlying) - Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−301,400→ 0 totalExp: 2019-04-15→ Class A Common Stock (301,400 underlying)
Footnotes (5)
- [F1]All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement").
- [F2]Restricted Stock Units convert in Class A Common Stock on a one-for-one basis.
- [F3]Granted 3/15/2013 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vested as to 25% of the shares on 3/15/2014, 3/15/2015, 3/15/2016 and 3/15/2017, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
- [F4]Granted 4/15/2014 under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vested 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
- [F5]Granted 4/15/2015 under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
Documents
Issuer
LEAPFROG ENTERPRISES INC
CIK 0001138951
Entity typeoperating
Related Parties
1- filerCIK 0001138951
Filing Metadata
- Form type
- 4
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 9:26 PM ET
- Size
- 21.4 KB