LEAPFROG ENTERPRISES INC 4

4 · LEAPFROG ENTERPRISES INC · Filed Apr 6, 2016

Form 4

Period: 2016-04-04

Director

Transactions

Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−193,942$193,942→ 0 total(indirect: By Trust)
Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−3,823$3,823→ 0 total
Exercise/Conversion
Class A Common Stock
2016-04-04+7,086→ 7,086 total
Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−7,086$7,086→ 0 total
Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−7,086→ 0 total
From: 2016-07-31Exp: 2016-07-31→ Class A Common Stock (7,086 underlying)
Disposition from Tender
Non- Qualified Stock Option (right to buy)
2016-04-04−12,918→ 0 total
Exercise: $0.92Exp: 2025-08-31→ Class A Common Stock (12,918 underlying)

Footnotes (6)

[F1]All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement").
[F2]Restricted Stock Units convert in Class A Common Stock on a one-for-one basis.
[F3]All vested Restricted Stock Units converted into right to receive $1.00 per underlying share pursuant to Merger Agreement.
[F4]Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
[F5]The options are exercisable last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
[F6]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment $1,033.44, which is the product of (x) the total number of the shares subject to the option and (y) the excess of $1.00 per share over the exercise price of the option.

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