4//SEC Filing
LEAPFROG ENTERPRISES INC 4
Accession 0001144204-16-093132
CIK 0001138951operating
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 9:27 PM ET
Size
24.3 KB
Accession
0001144204-16-093132
Insider Transaction Report
Form 4
MCKEE E STANTON JR
Director
Transactions
- Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−45,836$45,836→ 0 total - Exercise/Conversion
Class A Common Stock
2016-04-04+25,000→ 25,000 total - Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−25,000$25,000→ 0 total - Exercise/Conversion
Class A Common Stock
2016-04-04+3,681→ 3,681 total - Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−3,681$3,681→ 0 total - Exercise/Conversion
Class A Common Stock
2016-04-04+7,086→ 7,086 total - Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−3,681→ 0 totalExp: 2014-06-30→ Class A Common Stock (3,681 underlying) - Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−7,086$7,086→ 0 total - Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−7,086→ 0 totalFrom: 2016-07-31Exp: 2016-07-31→ Class A Common Stock (7,086 underlying) - Disposition from Tender
Stock Option (Right to Buy)
2016-04-04−12,918→ 0 totalExercise: $0.92Exp: 2025-08-31→ Class A Common Stock (12,918 underlying)
Footnotes (8)
- [F1]All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement").
- [F2]Restricted Stock Units convert in Class A Common Stock on a one-for-one basis.
- [F3]Granted 3/15/2007 under Issuer's 2002 Equity Incentive Plan. Restricted Stock Units vested equally in 36 monthly installments commencing from 2/28/07. Shares will be issued within three months following a triggering issuance event, either (1) the termination of the director's term on the board of directors or (2) resignation of the director from the board of directors.
- [F4]Expiration is three months from the triggering issuance event.
- [F5]Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vested on the last day of the month prior to the month of Issuer's 2014 annual meeting of stockholders, and underlying shares issued on occurrence of a triggering issuance event.
- [F6]Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
- [F7]The options are exercisable last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
- [F8]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment $1,033.44, which is the product of (x) the total number of the shares subject to the option and (y) the excess of $1.00 per share over the exercise price of the option.
Documents
Issuer
LEAPFROG ENTERPRISES INC
CIK 0001138951
Entity typeoperating
Related Parties
1- filerCIK 0001138951
Filing Metadata
- Form type
- 4
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 9:27 PM ET
- Size
- 24.3 KB