4//SEC Filing
LEAPFROG ENTERPRISES INC 4
Accession 0001144204-16-093135
CIK 0001138951operating
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 9:27 PM ET
Size
18.9 KB
Accession
0001144204-16-093135
Insider Transaction Report
Form 4
Youngwood Stephen M
Director
Transactions
- Exercise/Conversion
Class A Common Stock
2016-04-04+9,094→ 9,094 total - Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−7,086$7,086→ 0 total - Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−7,086→ 0 totalFrom: 2016-07-31Exp: 2016-07-31→ Class A Common Stock (7,086 underlying) - Disposition from Tender
Non- qualified Stock Option (right to purchase)
2016-04-04−12,918→ 0 totalExp: 2025-08-31→ Class A Common Stock (12,918 underlying) - Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−4,548$4,548→ 0 total - Disposition from Tender
Class A Common Stock
2016-04-04$1.00/sh−9,094$9,094→ 0 total - Exercise/Conversion
Restricted Stock Unit (right to acquire)
2016-04-04−9,094→ 0 totalExp: 2017-07-15→ Class A Common Stock (9,094 underlying) - Exercise/Conversion
Class A Common Stock
2016-04-04+7,086→ 7,086 total
Footnotes (7)
- [F1]All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement").
- [F2]Restricted Stock Units convert in Class A Common Stock on a one-for-one basis.
- [F3]All vested Restricted Stock Units converted into right to receive $1.00 per underlying share pursuant to Merger Agreement.
- [F4]Initial grant under the Issuer's 2011 Equity and Incentive Plan. The restricted stock units vested in three equal installments on the 1st, 2nd and 3rd anniversary of the date of grant, which was 7/15/2014,exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
- [F5]Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
- [F6]The options are exercisable last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
- [F7]Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment $1,033.44, which is the product of (x) the total number of the shares subject to the option and (y) the excess of $1.00 per share over the exercise price of the option.
Documents
Issuer
LEAPFROG ENTERPRISES INC
CIK 0001138951
Entity typeoperating
Related Parties
1- filerCIK 0001138951
Filing Metadata
- Form type
- 4
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 9:27 PM ET
- Size
- 18.9 KB