Inventergy Global, Inc. 4
4 · Inventergy Global, Inc. · Filed May 16, 2016
Insider Transaction Report
Form 4
GORDON ROBERT AUSTIN
Director
Transactions
- Purchase
Series D Convertible Preferred Stock
2016-05-13$1000.00/sh+20$20,000→ 20 total(indirect: See Footnote)Exercise: $1.98From: 2016-05-13→ Common Stock (10,117 underlying) - Purchase
Warrants to Purchase Common Stock
2016-05-13$1000.00/sh+8,600$8,600,000→ 8,600 total(indirect: See Footnote)Exercise: $1.87From: 2016-11-14Exp: 2021-11-14→ Common Stock (8,600 underlying)
Footnotes (4)
- [F1]The securities are held by R. Gordon & Associates, Inc., an entity owned by the reporting person.
- [F2]Reflects the purchase price of one share of Series D preferred stock and a warrant to purchase 0.85 shares of common stock.
- [F3]Not applicable.
- [F4]50% of the warrants vest upon issuance and the remaining warrants may only be exercised if any of the reporting person's shares of Series D preferred stock remaining outstanding as of such date.