4//SEC Filing
Inventergy Global, Inc. 4
Accession 0001144204-16-102175
CIK 0001084752operating
Filed
May 15, 8:00 PM ET
Accepted
May 16, 9:55 AM ET
Size
8.5 KB
Accession
0001144204-16-102175
Insider Transaction Report
Form 4
GORDON ROBERT AUSTIN
Director
Transactions
- Purchase
Series D Convertible Preferred Stock
2016-05-13$1000.00/sh+20$20,000→ 20 total(indirect: See Footnote)Exercise: $1.98From: 2016-05-13→ Common Stock (10,117 underlying) - Purchase
Warrants to Purchase Common Stock
2016-05-13$1000.00/sh+8,600$8,600,000→ 8,600 total(indirect: See Footnote)Exercise: $1.87From: 2016-11-14Exp: 2021-11-14→ Common Stock (8,600 underlying)
Footnotes (4)
- [F1]The securities are held by R. Gordon & Associates, Inc., an entity owned by the reporting person.
- [F2]Reflects the purchase price of one share of Series D preferred stock and a warrant to purchase 0.85 shares of common stock.
- [F3]Not applicable.
- [F4]50% of the warrants vest upon issuance and the remaining warrants may only be exercised if any of the reporting person's shares of Series D preferred stock remaining outstanding as of such date.
Documents
Issuer
Inventergy Global, Inc.
CIK 0001084752
Entity typeoperating
Related Parties
1- filerCIK 0001084752
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 9:55 AM ET
- Size
- 8.5 KB