CONSOLIDATED WATER CO LTD 4
4 · CONSOLIDATED WATER CO LTD · Filed May 19, 2016
Insider Transaction Report
Form 4
TONNER JOHN
Chief Operating Officer
Transactions
- Sale
COMMON STOCK
2016-05-17$14.26/sh−400$5,704→ 8,200 total - Sale
COMMON STOCK
2016-05-18$13.75/sh−4,200$57,737→ 8,200 total - Exercise/Conversion
COMMON STOCK
2016-05-17$9.11/sh+400$3,644→ 8,600 total - Exercise/Conversion
OPTION (RIGHT TO BUY
2016-05-17−400→ 10,200 totalExercise: $9.11From: 2013-07-15Exp: 2017-07-14→ COMMON STOCK (10,600 underlying) - Exercise/Conversion
COMMON STOCK
2016-05-18$9.11/sh+4,200$38,262→ 12,400 total - Exercise/Conversion
OPTION (RIGHT TO BUY
2016-05-18−4,200→ 6,000 totalExercise: $9.11From: 2013-07-15Exp: 2017-07-14→ COMMON STOCK (10,200 underlying)
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $14.25 to $14.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $13.51 to $13.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The option vested as to 4,600 shares and 6,000 on each of July 15, 2013 and July 15, 2014, respectively. The option was set to expire as to 4,600 shares and 6,000 shares at the end of the day on each of July 14, 2016 and July 14, 2017, respectively; however, the option was exercised on May 17, 2016 and May 18, 2016 as to an aggregate of 4,600 shares as to which the option would have expired on July 14, 2016. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.