4//SEC Filing
CONSOLIDATED WATER CO LTD 4
Accession 0001144204-16-103675
$CWCOCIK 0000928340operating
Filed
May 18, 8:00 PM ET
Accepted
May 19, 5:00 PM ET
Size
14.9 KB
Accession
0001144204-16-103675
Insider Transaction Report
Form 4
TONNER JOHN
Chief Operating Officer
Transactions
- Sale
COMMON STOCK
2016-05-17$14.26/sh−400$5,704→ 8,200 total - Sale
COMMON STOCK
2016-05-18$13.75/sh−4,200$57,737→ 8,200 total - Exercise/Conversion
COMMON STOCK
2016-05-17$9.11/sh+400$3,644→ 8,600 total - Exercise/Conversion
OPTION (RIGHT TO BUY
2016-05-17−400→ 10,200 totalExercise: $9.11From: 2013-07-15Exp: 2017-07-14→ COMMON STOCK (10,600 underlying) - Exercise/Conversion
COMMON STOCK
2016-05-18$9.11/sh+4,200$38,262→ 12,400 total - Exercise/Conversion
OPTION (RIGHT TO BUY
2016-05-18−4,200→ 6,000 totalExercise: $9.11From: 2013-07-15Exp: 2017-07-14→ COMMON STOCK (10,200 underlying)
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $14.25 to $14.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $13.51 to $13.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The option vested as to 4,600 shares and 6,000 on each of July 15, 2013 and July 15, 2014, respectively. The option was set to expire as to 4,600 shares and 6,000 shares at the end of the day on each of July 14, 2016 and July 14, 2017, respectively; however, the option was exercised on May 17, 2016 and May 18, 2016 as to an aggregate of 4,600 shares as to which the option would have expired on July 14, 2016. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.
Documents
Issuer
CONSOLIDATED WATER CO LTD
CIK 0000928340
Entity typeoperating
IncorporatedCayman Islands
Related Parties
1- filerCIK 0000928340
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 5:00 PM ET
- Size
- 14.9 KB