4//SEC Filing
GAIAM, INC 4
Accession 0001144204-16-107871
$GAIACIK 0001089872operating
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 4:00 PM ET
Size
9.3 KB
Accession
0001144204-16-107871
Insider Transaction Report
Form 4
GAIAM, INCGAIA
Prentice Capital Management, LP
10% Owner
Transactions
- Sale
Common Stock
2016-06-09$7.85/sh−3,700$29,045→ 2,564,273 total(indirect: See Footnotes) - Sale
Class A Common Stock ("Common Stock")
2016-06-08$7.85/sh−10,055$78,932→ 2,567,973 total(indirect: See Footnotes)
Zimmerman Michael
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2016-06-08$7.85/sh−10,055$78,932→ 2,567,973 total(indirect: See Footnotes) - Sale
Common Stock
2016-06-09$7.85/sh−3,700$29,045→ 2,564,273 total(indirect: See Footnotes)
Footnotes (2)
- [F1]Prentice Capital Management, LP (the "Investment Manager") serves as investment manager to an investment fund (the "Investment Fund") with respect to which it has voting and dispositive authority over the Common Stock reported in this Form 4. Michael Zimmerman ("Mr. Zimmerman") is responsible for the supervision and conduct of all investment activities of the Investment Manager.
- [F2]The Investment Manager and Mr. Zimmerman do not directly own any shares of Common Stock. The Michael & Holly Zimmerman Family Foundation Inc. owns 11,705 shares of Common Stock. After the sales reported hereby, the Investment Manager may be deemed to beneficially own 2,552,568 shares of Common Stock held by the Investment Fund. Mr. Zimmerman may be deemed to beneficially own 2,564,273 shares of Common Stock held by the Investment Fund and The Michael & Holly Zimmerman Family Foundation Inc. Each of the Reporting Persons disclaims any beneficial ownership of the shares of Common Stock included in this report to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.
Documents
Issuer
GAIAM, INC
CIK 0001089872
Entity typeoperating
IncorporatedCO
Related Parties
1- filerCIK 0001089872
Filing Metadata
- Form type
- 4
- Filed
- Jun 9, 8:00 PM ET
- Accepted
- Jun 10, 4:00 PM ET
- Size
- 9.3 KB