4//SEC Filing
Nexeo Solutions, Inc. 4
Accession 0001144204-16-108029
CIK 0001604416operating
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:10 PM ET
Size
21.3 KB
Accession
0001144204-16-108029
Insider Transaction Report
Form 4
ROSS WILBUR L JR
Director10% Owner
Transactions
- Other
Common Stock
2016-06-09−30,000→ 12,093,169 total(indirect: See footnote) - Purchase
Common Stock
2016-06-09$10.00/sh+1,000,000$10,000,000→ 13,506,250 total(indirect: See footnote) - Other
Common Stock
2016-06-09−2,509,819→ 13,236,431 total(indirect: See footnote) - Other
Common Stock
2016-06-09−79,976→ 13,160,971 total(indirect: See footnote) - Other
Common Stock
2016-06-09+2,240,000→ 15,746,250 total(indirect: See footnote) - Other
Common Stock
2016-06-09−575,562→ 12,613,394 total(indirect: See footnote) - Other
Common Stock
2016-06-09−3,554,240→ 8,538,929 total(indirect: See footnote) - Other
Common Stock
2016-06-09−457,724→ 12,149,016 total(indirect: See footnote)
WL Ross Sponsor LLC
10% Owner
Transactions
- Other
Common Stock
2016-06-09−2,509,819→ 13,236,431 total(indirect: See footnote) - Other
Common Stock
2016-06-09+2,240,000→ 15,746,250 total(indirect: See footnote) - Purchase
Common Stock
2016-06-09$10.00/sh+1,000,000$10,000,000→ 13,506,250 total(indirect: See footnote) - Other
Common Stock
2016-06-09−79,976→ 13,160,971 total(indirect: See footnote) - Other
Common Stock
2016-06-09−575,562→ 12,613,394 total(indirect: See footnote) - Other
Common Stock
2016-06-09−457,724→ 12,149,016 total(indirect: See footnote) - Other
Common Stock
2016-06-09−30,000→ 12,093,169 total(indirect: See footnote) - Other
Common Stock
2016-06-09−3,554,240→ 8,538,929 total(indirect: See footnote)
Footnotes (8)
- [F1]Represents shares directly beneficially owned by WL Ross Sponsor LLC, a limited liability company indirectly controlled by Wilbur L. Ross, Jr. Mr. Ross has voting and dispositive control over such shares. Each of the Reporting Persons disclaims beneficial ownership of any securities except to the extent of his/its pecuniary interest therein.
- [F2]Shares received in exchange for 22.4 million warrants surrendered to Nexeo Solutions, Inc. (formerly known as WL Ross Holding Corp.) pursuant to the Private Placement Warrant Exchange Letter Agreement, dated March 21, 2016, by and among WL Ross Sponsor LLC, Nexeo Holdco, LLC and WL Ross Holding Corp. WL Ross Sponsor LLC purchased the 22.4 million contingent warrants at a price of $0.50 per warrant (or $11.2 million in total) in a private placement that occurred simultaneously with the completion of the initial public offering of WL Ross Holding Corp. (the "private placement warrants"). Each private placement warrant entitled its holder to purchase one-half of one share of common stock at $5.75 per share subject to the satisfaction of certain conditions that remained outstanding at the time of the transaction.
- [F3]Shares transferred to First Pacific Advisors, LLC pursuant to the Subscription Agreement, dated May 23, 2016, by and among the WL Ross Holding Corp., WL Ross Sponsor LLC and First Pacific Advisors, LLC.
- [F4]Shares transferred to Park West Partners International, Limited pursuant to the Commitment Agreement, dated June 6, 2015, by and among WL Ross Sponsor LLC, Park West Partners International, Limited and WL Ross Holding Corp.
- [F5]Shares transferred to Park West Investors Master Fund, Limited pursuant to the Commitment Agreement, dated June 6, 2016, by and among WL Ross Sponsor LLC, Park West Investors Master Fund, Limited and WL Ross Holding Corp.
- [F6]Shares transferred to First Pacific Advisors, on behalf of one or more clients, pursuant to the Commitment Agreement, dated June 6,2016, by and among WL Ross Sponsor LLC, First Pacific Advisors, LLC, on behalf of one or more clients, and WL Ross Holding Corp.
- [F7]In connection with consummation of the business combination of Nexeo Solutions Holdings, LLC pursuant to the Agreement and Plan of Merger, dated March 21, 2016, by and among the WL Ross Holding Corp., Neon Acquisition Company LLC, Neon Holding Company LLC, Nexeo Solutions Holdings, LLC, TPG Accolade Delaware, L.P. and Nexeo Holdco, LLC, WL Ross Sponsor LLC has transferred to each of Lord William Astor, Thomas Zacharias, and Robert Dinerstein, each a non-management director of Nexeo Solutions, Inc. prior to the business combination, 10,000 shares as payment of fees for his service on the board of directors.
- [F8]Shares transferred to selling equityholders of Nexeo Solutions Holdings, LLC pursuant to the Merger Agreement and the Founder Share Transfer Letter Agreement dated March 21, 2016 entered into by WL Ross Sponsor LLC, Nexeo Holdco, LLC and WL Ross Holding Corp.
Documents
Issuer
Nexeo Solutions, Inc.
CIK 0001604416
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001604416
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 4:10 PM ET
- Size
- 21.3 KB