Home/Filings/4/0001144204-16-118825
4//SEC Filing

FLAMEL TECHNOLOGIES SA 4

Accession 0001144204-16-118825

$AVDLCIK 0001012477operating

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 5:16 PM ET

Size

8.1 KB

Accession

0001144204-16-118825

Insider Transaction Report

Form 4
Period: 2016-08-10
DAVIS GREGORY J.
See Remarks
Transactions
  • Award

    ADSs

    2016-08-10+20,00020,000 total
Holdings
  • Stock Option (right to buy)

    Exercise: $21.67Exp: 2025-06-26ADSs (50,000 underlying)
    100,000
  • Stock Option (right to buy)

    Exercise: $14.35Exp: 2025-12-10ADSs (50,000 underlying)
    50,000
Footnotes (4)
  • [F1]The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person.
  • [F2]Represents 20,000 restricted ADSs granted under the issuer's "Free Share" award program on 8/10/2016, all of which will be issued to the reporting person on the second anniversary of the grant date.
  • [F3]Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 06/26/2015 grant date.
  • [F4]Options become exercisable as to 12,500 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.

Issuer

FLAMEL TECHNOLOGIES SA

CIK 0001012477

Entity typeoperating

Related Parties

1
  • filerCIK 0001012477

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 5:16 PM ET
Size
8.1 KB