4//SEC Filing
FLAMEL TECHNOLOGIES SA 4
Accession 0001144204-16-118830
$AVDLCIK 0001012477operating
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 5:17 PM ET
Size
8.4 KB
Accession
0001144204-16-118830
Insider Transaction Report
Form 4
MONTEITH DAVID
See Remarks
Transactions
- Award
ADSs
2016-08-10+15,000→ 17,500 total
Holdings
- 35,000
Stock Option (right to buy)
Exercise: $14.35Exp: 2025-12-10→ ADSs (35,000 underlying) - 110,000
Stock Option (right to buy)
Exercise: $16.30Exp: 2024-12-11→ ADSs (110,000 underlying)
Footnotes (4)
- [F1]The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value 0.122 Euros per share, of the issuer; ADSs are represented by American Depositary Receipts. The securities acquired as reported in this statement represent the grant of ADSs under the issuer's "Free Share" award program; no purchase price was applicable to such grant. See footnote (2) for details as to the dates such ADSs will be issued to the reporting person.
- [F2]Represents (a) 2,500 restricted ADSs granted under the issuer's "Free Share" award program on 12/11/2014, all of which will be issued to the reporting person on the fourth anniversary of the grant date, provided that the reporting person continues to be employed by the issuer or an affiliate thereof on the second anniversary of the grant date; and (b) 15,000 restricted ADSs granted under the issuer's "Free Share" award program on 8/10/2016, all of which will be issued to the reporting person on the second anniversary of the grant date.
- [F3]Options become exercisable as to 27,500 ADSs on each of the first four anniversaries after the 12/11/2014 grant date.
- [F4]Options become exercisable as to 8,750 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.
Documents
Issuer
FLAMEL TECHNOLOGIES SA
CIK 0001012477
Entity typeoperating
Related Parties
1- filerCIK 0001012477
Filing Metadata
- Form type
- 4
- Filed
- Aug 11, 8:00 PM ET
- Accepted
- Aug 12, 5:17 PM ET
- Size
- 8.4 KB