Limbach Holdings, Inc. 4/A

Accession 0001144204-16-127109

$LMBCIK 0001606163operating

View on SEC.gov Company Profile

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 9:48 PM ET

Size

22.4 KB

Accession

0001144204-16-127109

Insider Transaction Report

Form 4/AAmended

Period: 2014-07-21

Limbach Holdings, Inc.LMBH

1347 Investors LLC

10% Owner

Transactions

Purchase
Common Stock
2014-07-21+180,000→ 1,330,000 total
Purchase
Common Stock
2014-07-23+18,000→ 1,348,000 total
Purchase
Private Rights
2014-07-23+18,000→ 198,000 total
Exercise: $11.50→ Common Stock (1,800 underlying)
Purchase
Private Warrants
2014-07-21+180,000→ 180,000 total
Exercise: $11.50→ Common Stock (90,000 underlying)
Purchase
$15 Exercise Price Sponsor Warrants
2014-07-21$0.50/sh+600,000$300,000→ 600,000 total
Exercise: $15.00→ Common Stock (600,000 underlying)
Purchase
Private Warrants
2014-07-23+18,000→ 198,000 total
Exercise: $11.50→ Common Stock (9,000 underlying)
Purchase
Private Rights
2014-07-21+180,000→ 180,000 total
Exercise: $11.50→ Common Stock (18,000 underlying)

1347 Capital LLC

10% Owner

Transactions

Purchase
Private Warrants
2014-07-23+18,000→ 198,000 total
Exercise: $11.50→ Common Stock (9,000 underlying)
Purchase
Common Stock
2014-07-23+18,000→ 1,348,000 total
Purchase
Private Warrants
2014-07-21+180,000→ 180,000 total
Exercise: $11.50→ Common Stock (90,000 underlying)
Purchase
Private Rights
2014-07-23+18,000→ 198,000 total
Exercise: $11.50→ Common Stock (1,800 underlying)
Purchase
Common Stock
2014-07-21+180,000→ 1,330,000 total
Purchase
Private Rights
2014-07-21+180,000→ 180,000 total
Exercise: $11.50→ Common Stock (18,000 underlying)
Purchase
$15 Exercise Price Sponsor Warrants
2014-07-21$0.50/sh+600,000$300,000→ 600,000 total
Exercise: $15.00→ Common Stock (600,000 underlying)

Footnotes (8)

[F1]The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock.
[F2]The reported securities represent the right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer.
[F3]The Issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the Issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the Issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. In the event that the Issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless.
[F4]The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the Issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the Issuer and Continental Stock Transfer & Trust Company).
[F5]The reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.
[F6]The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available.
[F7]The reported securities expire seven years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.
[F8]The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.

Documents

1 file

4
v450133_4a.xml
OWNERSHIP DOCUMENT

Issuer

Limbach Holdings, Inc.

CIK 0001606163

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001606163

Filing Metadata

Form type: 4/A
Filed: Oct 4, 8:00 PM ET
Accepted: Oct 5, 9:48 PM ET
Size: 22.4 KB

View on SEC.gov