4//SEC Filing
Terrapin 3 Acquisition Corp 4
Accession 0001144204-16-127746
CIK 0001608298operating
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 7:19 PM ET
Size
7.3 KB
Accession
0001144204-16-127746
Insider Transaction Report
Form 4
Leight Nathan
Director10% Owner
Transactions
- Purchase
Class A Common Stock
2016-10-06$9.98/sh+5,000$49,900→ 5,000 total(indirect: See footnote)
Holdings
- 3,866,878(indirect: See footnotes)
Class F Common Stock
Footnotes (3)
- [F1]Represents (i) 2,431,488 shares of Class F common stock held by Apple Orange LLC, acquired pursuant to a certain Securities Subscription Agreement, dated as of December 31, 2013 by and between the Company and Apple Orange LLC; (ii) 1,379,329 shares of Class F common stock held by Terrapin Partners Employee Partnership 3 LLC, acquired pursuant to a certain Securities Subscription Agreement, dated as of December 31, 2013 by and between the Company and Terrapin Partners Employee Partnership 3 LLC; and (iii) 56,061 shares of Class F common stock held by Terrapin Partners Green Employee Partnership LLC. Nathan Leight, the Chairman of the Company, is the sole managing member of Apple Orange LLC, Terrapin Partners Employee Partnership 3 LLC and Terrapin Partners Green Employee Partnership LLC.
- [F2]Mr. Leight may be deemed the beneficial owner of the securities held by Apple Orange LLC, Terrapin Partners Employee Partnership 3 LLC and Terrapin Partners Green Employee Partnership LLC and has sole voting and dispositive control over such securities. Includes an aggregate of 429,257 shares held by such entities that are subject to forfeiture to the extent that the underwriter's overallotment option in the Company's initial public offering is not fully exercised. Mr. Leight disclaims beneficial ownership over any securities owned by Apple Orange LLC, Terrapin Partners Employee Partnership 3 LLC and Terrapin Partners Green Employee Partnership LLC in which he does not have any pecuniary interest.
- [F3]These shares are held in the Leight Family 1998 Irrevocable Trust for the benefit of Mr. Leight's children. Mr. Leight's spouse is trustee of the trust. Mr. Leight disclaims beneficial ownership of such securities except to the extent of his respective pecuniary interest therein.
Documents
Issuer
Terrapin 3 Acquisition Corp
CIK 0001608298
Entity typeoperating
Related Parties
1- filerCIK 0001608298
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 7:19 PM ET
- Size
- 7.3 KB