Limbach Holdings, Inc. 4
4 · Limbach Holdings, Inc. · Filed Oct 13, 2016
Insider Transaction Report
Form 4
Thorne Kristopher L.
Chief Operations Officer
Transactions
- Other
Common Stock
2016-10-11−108,989→ 100 total(indirect: See Footnote) - Other
Merger Warrants (right to buy)
2016-10-11−33,069→ 0 total(indirect: See Footnote)Exercise: $12.50From: 2016-08-19Exp: 2023-07-20→ Common Stock (33,069 underlying) - Other
Merger Warrants (right to buy)
2016-10-11+620→ 620 totalExercise: $12.50From: 2016-08-19Exp: 2023-07-20→ Common Stock (620 underlying) - Other
Common Stock
2016-10-11+2,045→ 2,145 total - Other
Additional Merger Warrants (right to buy)
2016-10-11+931→ 931 totalExercise: $11.50From: 2016-08-19Exp: 2021-07-20→ Common Stock (931 underlying) - Other
Additional Merger Warrants (right to buy)
2016-10-11−49,604→ 0 total(indirect: See Footnote)Exercise: $11.50From: 2016-08-19Exp: 2021-07-20→ Common Stock (49,604 underlying)
Footnotes (6)
- [F1]These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.
- [F2]These shares are held directly by the Reporting Person and were not held by LMHC.
- [F3]Following LMHC's dissolution and liquidation, these securities, previously held directly by LMHC, were distributed pro rata to LMHC's equity holders.
- [F4]938 of such shares are subject to certain transfer restrictions pursuant to a lockup agreement between the Reporting Person and the Issuer.
- [F5]The warrants will expire seven years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon liquidation.
- [F6]The warrants will expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.