4//SEC Filing
ZAIS Financial Corp. 4
Accession 0001144204-16-129997
$RCCIK 0001527590operating
Filed
Oct 26, 8:00 PM ET
Accepted
Oct 27, 8:52 PM ET
Size
5.5 KB
Accession
0001144204-16-129997
Insider Transaction Report
Form 4
Szymanski Michael
DirectorCEO, Pres and Director
Transactions
- Disposition to Issuer
Common Stock
2016-10-25$15.37/sh−19,324$297,010→ 8,622 total
Footnotes (2)
- [F1]The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined.
- [F2]The shares are held jointly by the Reporting Person and his spouse.
Documents
Issuer
ZAIS Financial Corp.
CIK 0001527590
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001527590
Filing Metadata
- Form type
- 4
- Filed
- Oct 26, 8:00 PM ET
- Accepted
- Oct 27, 8:52 PM ET
- Size
- 5.5 KB