$CRF·4

CORNERSTONE TOTAL RETURN FUND INC · Nov 2, 3:04 PM ET

CORNERSTONE TOTAL RETURN FUND INC 4

4 · CORNERSTONE TOTAL RETURN FUND INC · Filed Nov 2, 2016

Insider Transaction Report

Form 4
Period: 2016-10-31
BRADSHAW RALPH W
DirectorPresident
Transactions
  • Exercise of In-Money

    Common Stock

    2016-10-31$13.69/sh+46$63048 total
  • Exercise of In-Money

    Common Stock

    2016-10-31$13.69/sh+1,024$14,0197,020 total(indirect: By IRA)
Footnotes (2)
  • [F1]Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.
  • [F2]The total shares in Item 5 includes 1,278 shares acquired through the Issuer's dividend reinvestment plan.

Documents

1 file
  • 4
    v452004_4.xmlPrimary

    OWNERSHIP DOCUMENT