Full Circle Capital Corp 4
4 · Full Circle Capital Corp · Filed Nov 4, 2016
Insider Transaction Report
Form 4
STUART JOHN EDWARD
DirectorCHIEF EXECUTIVE OFFICER
Transactions
- Disposition to Issuer
Common Stock
2016-11-03−41,830→ 0 total - Disposition to Issuer
Common Stock
2016-11-03−4,000→ 0 total(indirect: By Michele G. Stuart) - Disposition to Issuer
Common Stock
2016-11-03−19,351→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2016-11-03−9,258→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2016-11-03−237→ 0 total(indirect: By LLC) - Other
Common Stock
2016-11-02$2.69/sh−1,453,692$3,910,431→ 0 total(indirect: By LLC)
Footnotes (3)
- [F1]These shares, which were owned by Full Circle Advisors, LLC and may have been deemed to be beneficially owned by the reporting person by virtue of his position as managing member thereof, were transferred by Full Circle Advisors, LLC in partial repayment of a loan obligation of Full Circle Advisors, LLC.
- [F2]Pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement") by and among the issuer and Great Elm Capital Corp. ("GECC"), on June 23, 2016, each share of the issuer's common stock, issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive 0.2219 shares of GECC common stock.
- [F3]Amount represents 237 shares owned by Full Circle Investments LLC, of which Mr. Stuart is a managing member thereof.