Full Circle Capital Corp 4
4 · Full Circle Capital Corp · Filed Nov 4, 2016
Insider Transaction Report
Form 4
ORTWEIN THOMAS A JR
Director
Transactions
- Disposition to Issuer
Common Stock
2016-11-03−197,525→ 0 total(indirect: See footnote)
Footnotes (2)
- [F1]Pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement") by and among the issuer and Great Elm Capital Corp. ("GECC"), on June 23, 2016, each share of the issuer's common stock, issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive 0.2219 shares of GECC common stock.
- [F2]Includes 197,525 shares held by Highbrace Partners, LP, which may be deemed to be beneficially owned by Mr. Ortwein by virtue of his position as the managing member of its general partner.