Home/Filings/3/0001144204-16-133457
3//SEC Filing

Sierra Total Return Fund 3

Accession 0001144204-16-133457

CIK 0001665056other

Filed

Nov 9, 7:00 PM ET

Accepted

Nov 10, 7:57 PM ET

Size

10.6 KB

Accession

0001144204-16-133457

Insider Transaction Report

Form 3
Period: 2016-11-09
Taube Seth
DirectorChief Executive Officer
Holdings
  • Class T Shares of Beneficial Interest

    (indirect: See Footnote)
    4,000
Footnotes (1)
  • [F1]On August 10, 2016, STRF Advisors LLC (the "Adviser") purchased 10,000 Class T shares of beneficial interest for an aggregate purchase price of $100,000. On November 4, 2016, the Board of Trustees approved a reverse split of beneficial interests in the Class T shares that resulted in a NAV of $25.00 per Class T share. As a result, the number of Class T shares owned by the Adviser was reduced from 10,000 to 4,000, effective as of November 4, 2016. The Adviser is controlled by Medley LLC. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.

Issuer

Sierra Total Return Fund

CIK 0001665056

Entity typeother

Related Parties

1
  • filerCIK 0001665056

Filing Metadata

Form type
3
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 7:57 PM ET
Size
10.6 KB