|4Nov 16, 11:14 AM ET

PARETEUM Corp 4

4 · PARETEUM Corp · Filed Nov 16, 2016

Insider Transaction Report

Form 4
Period: 2015-12-15
Brandt Gary G
Chief Restructuring Officer
Transactions
  • Award

    Common Stock

    2016-10-17+1,000,0001,000,000 total
  • Award

    Options to purchase Common stock

    2015-12-16+1,500,0001,500,000 total
    Exercise: $0.23From: 2016-12-16Exp: 2019-12-16Common Stock (1,500,000 underlying)
Footnotes (2)
  • [F1]The shares of Common Stock were issued to the reporting person in respect of an extraordinary issuance due to the Issuer's restructure.
  • [F2]The reporting person received these options in connection with his appointment as Chief Restructuring Officer of the Issuer. The options vest in three equal installments. The first installment vests on December 16, 2016 (the "Effective Date"). The remaining installments vest on an annual basis on the anniversary of the Effective Date.

Documents

1 file
  • 4
    v452617_4.xmlPrimary

    OWNERSHIP DOCUMENT